- SMBC (Jersey City, NJ)
- …MIS reports for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into ... data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** _Experience/Knowledge:_… more
- American Express (New York, NY)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E ... testing based on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML , UDAP, Fair Lending, BSA, Privacy and Complaints). * Identify… more
- BlackRock (New York, NY)
- …excellence within the Compliance team. **Job Purpose** We are seeking a Vice President to join BlackRock's Global Financial Crime Compliance team, ... **About this role** **About BlackRock** BlackRock's Global Compliance Department protects the firm's reputation and provides advice to the business focused on… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function ... agencies. + Minimum of 5 or more years of financial crimes (BSA/ AML /OFAC) compliance audit experience + CAMS certification preferred + Experience working with… more
- TD Bank (New York, NY)
- …Treasury and Balance Sheet Management (TBSM) to achieve strategic outcomes. **Job Scope** The Vice President will report to a Managing Director in the Financial ... as first line of defence for risk and internal compliance , as well as support a broader TDS wide...the Latin America and Caribbean region. Accountabilities for the Vice President role includes (but not limited… more
- Adecco US, Inc. (New York, NY)
- A leading organization within the financial services sector is seeking a Vice President , Regulatory Affairs Office to support and lead regulatory engagement and ... compliance -related initiatives. This role serves as a key liaison...stakeholder management skills + Knowledge of US regulatory frameworks; BSA/ AML and sanctions experience preferred + CAMS certification preferred… more
- MUFG (New York, NY)
- …(MS Office, audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/ AML , AB&C, Sanctions) **Responsibilities ... our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and… more
- JPMorgan Chase (New York, NY)
- …sophisticated treasury/payments solutions to clients; Collaborate with client service, compliance , operations, technology, risk, credit, legal in order to optimize ... relationship, including revenue levels, balance levels, credit exposure, KYC compliance . + Conduct comprehensive client analysis to identify strategic opportunities… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... client analytics workflows + Exposure to data governance, entitlements, and compliance considerations in regulated environments + Degree in a quantitative discipline… more
- Citigroup (New York, NY)
- …including solving complex client inquiries + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …relevant information to the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and documentation ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Jersey City, NJ)
- …+ Project Management experience in the areas below is preferred: + Financial Crimes Compliance ( AML / Sanctions / Privacy related) + Know Your Customer (KYC ... related) + Risk Management (Operational Risk / Third Party Risk related) + Financial Management (Accounting / General Ledger related) + Project Management Professional (PMP), Lean, Agile, or Six Sigma certification preferred + Master's Degree or MBA is a plus… more
- JPMorgan Chase (Jersey City, NJ)
- …management of client risk + Address business issues such as risk, legal, and compliance , and manage resolution, including conducting AML due diligence reviews of ... high-risk industry clients. + Work closely with the subsidiary banking coverage team to drive efforts to expand existing business with current clients, providing feedback to product managers and generating cross-sell opportunities by maintaining strong working… more
- SMBC (Jersey City, NJ)
- …Associates in the Investigations teams help lead the team on the behalf of the Vice President ("VP") and report into the VP. Associates have responsibility for ... Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from a second-line of defense… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Vice President , Data Analytics Manager, Analytics, in the Financial Crimes ... emerging data and technology issues may impact the achievement of the BSA/ AML Compliance Department's objectives. + Ability to comprehend and define scope of… more
- Mizuho Corporate Bank (New York, NY)
- As Vice President of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models. Your primary ... to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring… more