- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- HSBC (New York, NY)
- US Chief Risk Officer , Asset Management and Wealth Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker ... the planet we all share The US Chief Risk Officer , Asset Management (AM) and Wealth (CRO)...operational risk, financial crime risk, liquidity risk, traded risk, financial/ regulatory reporting risk, tax risk, model risk, conduct risk,… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...with regulatory and business standards. * Manage regulatory change management and participate… more
- City National Bank (New York, NY)
- … within the Wealth Management Division to balance prudent risk management , regulatory oversight, business development, and client relationship management ... . The position requires a deep understanding of fiduciary law, risk management , regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * … more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and ... and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into… more
- MTA (New York, NY)
- Agency Chief Equal Opportunity Officer (ACEOO) - (HQ) & (C&D) Job ID: 13485 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... CDO Date Posted: Nov 12, 2025 Description JOB TITLE: Agency Chief Equal Opportunity Officer (ACEOO) - (HQ) & (C&D) DEPT/DIV: Department of Diversity and Civil Rights… more
- Bloomberg (New York, NY)
- …risk assurance, controls testing, and associated control remediation + Understanding of regulatory and operational risk management , internal controls, and root ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current and developing rules… more
- JPMorgan Chase (Jersey City, NJ)
- …effective risk management . + Manage governance responsibilities, including legal and regulatory change management and performance scorecards. + Oversee ... striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government...+ Participate in working groups on document governance and regulatory change management . + Lead… more
- Fairleigh Dickinson University (Teaneck, NJ)
- …with how anticipated outcomes contribute to the university's priorities. 5. Embrace change management best practices to engage end-users and impact success ... direction of the Senior Vice President and Chief Financial Officer , the Vice President and Chief Information Officer...security protocols, inclusive of HIPAA , FERPA and other regulatory frameworks and risk management practices. Budgeting… more
- Research Foundation CUNY (New York, NY)
- …privacy, cybersecurity, and compliance in academic settings. + Background in project or change management methodologies (eg, PMP, Prosci). + Ability to engage ... Job Title: Academic Affairs AI Executive Officer PVN ID: VP-2510-007064 Category: Managerial and Professional...this overarching Office of Academic Affairs (OAA), leads system-wide change initiatives focused on leveraging new and emerging academic… more
- SMBC (Jersey City, NJ)
- …regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC) + Experienced in change management and continuous process improvement practices + Strong communication ... its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the...of risk assessment, issue management and incident management + Deep understanding of the regulatory … more
- Sprinklr (New York, NY)
- …accounting, financial reporting, technical accounting, IT automation, tax, regulatory compliance, treasury/cash management , revenue accounting, quote-to-cash, ... is the definitive, AI-native platform for Unified Customer Experience Management (Unified-CXM), empowering brands to deliver extraordinary experiences at scale… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 13 **Director - Review Officer , Corporates & Infrastructure - S&P Global Ratings** **The Team:** The Analytical ... Infrastructure (including Project Finance) sectors, supporting analytical excellence and regulatory requirements + Evaluate analytical work including the application… more
- AIG (New York, NY)
- Role Profile The Chief Underwriting Officer - Fronting, Multinational and Trade Credit will work closely with the business units and have oversight for the ... optimization, capital use, detailed monitoring standards, controls, guidelines, authority management and quality reviews to assess loss ratios, underwriting acumen,… more
- Bank of America (New York, NY)
- SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/SAG-Corp-Comm-Sr-Port- Officer \_25036845) **Job Description:** At Bank of America, we are… more
- Benco Dental (Edison, NJ)
- Chief Information Officer (Distribution) Location: Edison, NJ Business Unit: Information Technology START YOUR APPLICATION ... (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3461851&source=3461851-CJB-0) Position Title: Chief Information Officer (CIO) Reporting To: Managing Director Location: This is… more
