- ManpowerGroup (Jersey City, NJ)
- Our client, a leading organization in the financial services industry, is seeking a Trade Surveillance Analyst to join their team. As a Surveillance Analyst , ... communication abilities which will align successfully in the organization. **Job Title:** Trade Surveillance Analyst **Location:** Goldman Sachs Tower 30 Hudson… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... details for this role. **Job Description:** **Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across… more
- TD Bank (New York, NY)
- …relationships with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting + Ensure clarity and urgency in managing ... global client base. They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new product initiatives and… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing. The Analyst is ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...+ Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the… more
- Insight Global (New York, NY)
- …ensuring operational accuracy and compliance across multiple functions. The analyst will manage client trade allocations, trade confirmations, ... closely with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance , and Trade Accounting teams. The position also involves monitoring… more
- Raymond James Financial, Inc. (New York, NY)
- …in regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... manage currency risk in a rapidly evolving market. The Analyst or Associate will play a key role on...as well as participating in all phases of the trade process-from research and prospecting to onboarding, preparation of… more
- Scotiabank (New York, NY)
- Senior Analyst , MCM - Fixed Income Middle Office **Requisition ID:** 231353 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown is a ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more
- ManpowerGroup (New York, NY)
- …Support the Corporate and Investment Banking Supervisory Framework. + Design and implement trade monitoring controls to ensure compliance . + Perform analysis of ... Investment Banking, is seeking a Risk & Controls Business Analyst to join their team. As a Risk &...years of experience in risk management, business controls, or compliance . + Experience working within Corporate & Investment Banking… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Marex (New York, NY)
- …is responsible for providing technical support for all front office and post- trade applications including trade capture, market data, settlement and clearing ... quality delivery of services to end users and clients. The Application Support Analyst is responsible for taking ownership of issues and providing procedural and… more
- TD Bank (New York, NY)
- …interaction with stakeholders across various functions including the Business, Risk, Trade Surveillance, Compliance , and Technology. This position will require ... is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered,… more
- Scotiabank (New York, NY)
- Senior Analyst , Credit Risk - Corporates - US Risk...an important bridge to this key global market for trade and investment flows across the Americas and the ... strategies and objectives; and that all credit activities are conducted in compliance with governing regulations, as well as internal policies and procedures. **What… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Risk ID 1st LOD Sr. Lead Analyst for its New York, New York location. Duties: Assess Initial and ongoing periodic Product Risk Rating for ... products (Cards, Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned action items & reviews and escalate past due items… more
- SMBC (Jersey City, NJ)
- …Americas Division Compliance Department is looking for a Program Governance Analyst who can leverage their data analytics skills to support trend analysis and ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...across the Ethics Office, including the Conduct Management Program, Compliance Culture Program and Employee Compliance Program.… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is seeking a Fixed Income Operations Analyst who will support the Credit, Rates, MBS, Repo, Fixerd Income Prime ... of Fixed Income Prime Brokerage activities - customer cash projections, settlements, trade processing, and setup. + Worth with onboarding and trading on setting… more
- Merck (Rahway, NJ)
- **Job Description** Information Sciences is seeking an Associate Director, Data Analyst to support the R&D efforts related to the Insider Risk/ Trade Secret ... to assessment of current and future information needs + Strong commitment to compliance and ethical standards in data handling and analysis + Manages, tests, and… more
- Citigroup (New York, NY)
- The Quantitative Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... corporate bonds. Develop and enhance mathematical models to automatically price and trade Spread Product securities. Analyze financial time series data and other… more
- MetLife (Whippany, NJ)
- …This role ensures timely and accurate closing of trades while maintaining compliance with market standards and internal controls. The ideal candidate will have ... LSTA/LMA documentation, loan systems, and settlement protocols. Key Responsibilities: Trade Settlement & Closing * Coordinate with counterparties, agents,… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... portfolio of benefits to its employees. **Role Description** The Registrations Analyst will report to the Head Registrations with responsibility to execute… more