- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- JPMorgan Chase (Jersey City, NJ)
- …the risks associated with models used for sanctions screening, trade surveillance , transaction monitoring, and other models within Compliance . You will ... striving to be best-in-class. As a Model Risk Program Associate within Risk Management and Compliance , you...in modeling, reviewing or managing models for sanctions screening, trade surveillance or transaction monitoring is desirable.… more
- BMO Financial Group (New York, NY)
- …and maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance , and identifying and corrects possible gaps and ... the expectation** . Our team is growing its Fixed Income, Commodities, and Currency Compliance ("FICC") team in New York with a focus on FINRA and SEC broker-dealer… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... and performance monitoring of models in support of market and communication surveillance practices. + Support Model Validation process by undertaking preparation of… more
- SMBC (Jersey City, NJ)
- …the FIU VP, the FIU Associate is responsible for the day-to-day compliance efforts related to transaction surveillance , including the completion of assigned ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...is responsible for the delegation and oversight of day-to-day compliance efforts related to transaction surveillance . This… more