- Bloomberg (New York, NY)
- …institutions or technology companies + Expertise in risk assurance , controls testing , and associated control remediation + Understanding of ... Risk Assurance & Controls Testing ... Risk Assurance & Controls Testing Officer - Chief ...risk , and operational resilience + Hands-on work automating control testing regimes using advanced analytics and… more
- American Express (New York, NY)
- …coordination, and alignment with regulatory updates. Project-manage the design and rollout of risk testing and quality assurance programs as project ... Drive project-level identification of high- risk areas through coordinated quality assurance reviews and data-driven process testing . Oversee the development… more
- American Express (New York, NY)
- …updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events + ... conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls … more
- TD Bank (New York, NY)
- …Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews ... equivalent a plus + 8+ years of internal audit, testing and/or quality assurance experience + Knowledge...impacts to the Bank + Maintains a culture of risk management and control , supported by effective… more
- Grant Thornton (New York, NY)
- …business process and information technology controls to mitigate the Company's risk . Strategic Assurance and SOC Services - Essential Duties and ... system subject to the examination, collaborate with process and control owners to help identify the relevant controls...+ Test and evaluate business processes and information technology controls to mitigate risk + Execute assigned… more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will...Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- Deloitte (New York, NY)
- …are focused on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability. ... a global network to deliver high-quality audits of financial statements and internal controls over financial reporting, along with assurance reports and valuable… more
- Deloitte (New York, NY)
- …fraud risks within the audit; + Preparing for, supporting, and participating in testing for management override of internal controls ; and + Reviewing and ... supporting assessments of Anti-fraud program and controls , including fraud risk assessments. Besides helping...may have the opportunity to deliver forensic and fraud-based assurance services directly to our clients. Our Fraud &… more
- Unity Technologies (New York, NY)
- … testing , evidence management, and continuous improvement of technology control environments across relevant compliance mandates, including but not limited to ... technology controls , policies, and procedures with business objectives and risk tolerance. + Embed compliance into technology operations, partnering with IT,… more
- Marex (New York, NY)
- …Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting risk ... potential risks and implement effective controls , validating remediation of operational risk exposure and related control gaps. + Governance: Contribute in… more
- City National Bank (New York, NY)
- …* Review and challenge of controls implemented. This includes providing feedback to risk and control owners and control assessment teams related to the ... management activities: control identification to match appropriate controls with identified risk exposures to lower... Risk Management * Strong knowledge of internal control management practices and testing methodology with… more
- Capital One (New York, NY)
- … assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless ... security, network security, cyber security, data protection), or cloud computing controls (design, operation, risk management, auditing) or a combination… more
- JPMorgan Chase (New York, NY)
- …to review and understand key processes & practices, strengthen risk & control identification, support control testing (conducted by the Testing ... Analytics (D&A) Product & Platform team, you will oversee risk and control environment related to D&A...in controls , or information security, audit, quality assurance , risk management, or compliance; strong understanding… more
- JPMorgan Chase (New York, NY)
- …to review and understand key processes & practices, strengthen risk & control identification, support control testing (conducted by the Testing ... services experience in controls , information security, audit, quality assurance , risk management, or compliance **Required qualifications, capabilities and… more
- Grant Thornton (New York, NY)
- …for clients + Manage the risk identification process and evaluation and testing of business processes and related controls + Manage the development of ... financial, and technology processes to provide clients with an assessment of business risk , internal control , and the overall effectiveness and efficiency of the… more
- MUFG (New York, NY)
- … and consulting activities to evaluate the effectiveness of the Bank's governance, risk management, and internal control processes. This position is responsible ... trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control ...to opine on the design and operating effectiveness of controls and ensure appropriate depth of testing .… more
- American Express (New York, NY)
- …expert guidance for topical Operational Risk intelligence. The objective of the GCS Control Management Risk ID, Assessment, Testing and Reporting team is ... control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends,...conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels,… more
- Grant Thornton (New York, NY)
- …and enhancing their Cybersecurity risk posture through internal audits, control testing , and maturity assessments. You'll work closely with cross-functional ... teams to assess risks, test controls , and provide actionable insights aligned with industry standards...by applying a collection of Cybersecurity capabilities, including governance, risk assessments, control testing , and… more
- Bank of America (New York, NY)
- …to adapt to regulatory changes. + Collaborate with internal audit and other control functions to address identified gaps in controls , while identifying and ... Director; EAC Compliance & Operational Risk Manager New York, New York **To proceed...regulatory changes; + Collaborating with internal audit and other control functions to address identified gaps in controls… more
- Grant Thornton (New York, NY)
- …for clients + Manage the risk identification process and evaluation and testing of business processes and related controls + Leverage analytics and ... As a Process Risk & Claims Audit Manager, you will get...development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for clients + Manage… more