- Santander Holdings USA Inc (New York, NY)
- Investment Banking Associate - Industrials Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial ... You! Job Description Essential Functions/Responsibility Statements: Provides support to senior bankers. Develop client presentation materials, including all background… more
- S&P Global, Inc. (New York, NY)
- About the Role: Grade Level (for internal use): 12 About the Role: Associate Director - Internal Audit Review Officer The Role : Lead audits and provide analytical ... assurance to the SPGI Audit Committee, SPGI Boards and S&P Global Ratings senior management and Boards. What's in it for you: Through the review activities… more
- Blue Owl (New York, NY)
- …KYC/AML processes, manage data rooms, and support investor onboarding and regulatory compliance during fundraising efforts Document Management & Organization: ... www.blueowl.com. The Role: Blue Owl is looking for an Associate to join the Legal Specialists team. We are...will work closely with members of the Blue Owl Compliance , Finance, Accounting, Tax, Investor Relations, Operations, Technology, and… more
- Morgan Stanley (New York, NY)
- The available position is a Senior Associate or Vice President level position on the Non-Market Risk team within the Institutional Equity Division (IED) Business ... policy setting, risk identification and controls in response to market, counterparty, regulatory , economic and other factors, as appropriate. The individual will be… more
- Neuberger Berman Group LLC (New York, NY)
- …materials and other client communications to ensure that they comply with regulatory requirements and internal compliance policies; assist in the review ... The Associate General Counsel - Private Wealth will play...play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with respect to the Private Wealth… more
- Anavex Life Sciences Corp. (New York, NY)
- …and neuroscience programs, as well as for our partners across major therapeutic areas. Associate Director or Senior Manager of Quality Assurance Apply Summary of ... Position The Associate Director (AD) or Senior Manager (SM),... authorities Development and implementation of strategies to ensure compliance with applicable regulatory requirements Implement strategic… more
- WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING, INC. (New York, NY)
- West Side Federation for Senior and Supportive Housing, Inc. Program Propery Director of The Claremont Organization The West Side Federation for Senior and ... The Director works closely and collaboratively with the Claremont Clinical Coordinator/ Associate Director to assure that staff is supported and resident needs… more
- Bank of China Limited, New York Branch (New York, NY)
- …Markets lines of business. Overview We are seeking a proactive and detail-oriented Associate or Assistant Vice President (AVP) to join our Custody Operations team, ... data to identify opportunities for process improvement and efficiency gains Compliance : Ensure adherence to internal policies, procedures, and relevant regulatory… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Compliance as well as have a familiarity with regulatory best practices. Additionally, you will support JPM Wealth… more
- American Express (New York, NY)
- …audit, ICT and regulatory exam responses. GCS Product Ops is for a Senior Associate to manage the Monitoring & Testing Program activities across a diverse ... portfolio of products. **Purpose of the role** Senior Associate would have to support/lead all...management initiatives to ensure adequate assessment of risks and compliance with existing policies & regulations + Compile best… more
- M&T Bank (New York, NY)
- Locations available: Buffalo, Boston, NYC **Overview:** The Commercial Credit Senior Associate plays a pivotal role in assessing and managing credit risk for ... position involves analyzing financial statements, monitoring loan portfolio, and ensuring compliance with credit policies and regulatory requirements. This… more
- Ankura (New York, NY)
- …organizations through privacy related regulatory investigations. We are seeking a Senior Associate level candidate, although this may be filled at a ... policies and procedures, building data inventories, reviewing and interpreting regulatory changes, developing consumer response processes, implementing technology and… more
- JPMorgan Chase (New York, NY)
- …and collaborating across one of the world's most innovative financial organizations. As a Senior Product Associate in the Chief Data and Analytics Office, you ... mechanisms for compliance tracking. + Present updates and recommendations to senior leaders and stakeholders. + Stay informed on industry trends and … more
- JPMorgan Chase (New York, NY)
- …to better define, focus and realize their goals. As a Control Management Senior Associate within our innovative alternative investments teams, you will ... + Drive business readiness and serve as liaison for Audit, regulatory , and Compliance responses and exams + Collaborate with central support teams for… more
- Grant Thornton (New York, NY)
- As a Real Estate & Construction Advisory Senior Associate , you will have the opportunity to grow and contribute to our global clients' business needs through all ... Preferred experience in forensic, investigation, internal audit, litigation support, and/or regulatory compliance + Proven capabilities in performing advisory… more
- JPMorgan Chase (New York, NY)
- …rollouts, supporting all lines of business across various asset classes. As a Senior Product Delivery Associate in Market Data Desktop Strategies, you are ... functional partners and monitors adherence to the firm's risk, controls, compliance , and regulatory requirements + Raises blockers and other impediments to the… more
- JPMorgan Chase (New York, NY)
- …delivering exceptional customer service and cultivating strong relationships. As a Supervisory Senior Associate in the Solutions Supervisory team, you will ... support our trading operations by ensuring compliance with industry regulations. You will conduct deep dives...reviews, and attend platform meetings. Together, we will uphold regulatory excellence and foster client trust, while you gain… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory...Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
- JPMorgan Chase (New York, NY)
- …marking a significant step in your career growth and innovation journey. As a Senior Product Delivery Associate in Utilities, you are trusted with enabling the ... functional partners and monitors adherence to the firm's risk, controls, compliance , and regulatory requirements. + Raises blockers and other impediments to the… more
- CIBC (New York, NY)
- …To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) As a ** Senior Client Service Associate ** , you will support Private ... and address changes, and ensuring documentation and transactions align with regulatory and internal standards. You'll also support Relationship Managers by preparing… more
