- HSBC (New York, NY)
- …to emerging and crystallised financial crime risk .Uses analytical insights to support Risk Stewards, Risk Owners, and Control Owners to drive ... Risk & Compliance function and the Lines of Business . As our SVP Head of Financial Crime ...emerging and crystallized financial crime risks impacting the Bank's control framework at a market, business , or… more
- HSBC (New York, NY)
- …over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities ... business activities + Confirm compliance arrangements and internal controls are in place, including processes for management of...succeed in this role: + Relevant work experience in risk or control aspects gained within any… more
- Neuberger Berman (New York, NY)
- …including Equities, Fixed Income, Loans, Liquidity, and Multi-Asset strategies across workflows, data , controls , interfaces, and analytics. This team is the ... classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment Teams and Traders within the… more
- HSBC (New York, NY)
- …global strategy for Cryptography, supported by engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and ... risk - risk trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks, preferably from a multi-market… more
- SMBC (New York, NY)
- …and Commodities (FICC) business . This role is critical in providing foundational data and analytics that enable accurate pricing, risk assessment, and trade ... frameworks for pre-trade analytics. + Partner with compliance and risk teams to embed controls into product...modeling. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data… more
- SMBC (New York, NY)
- …MiFID II, Dodd-Frank) and internal risk frameworks. + Partner with compliance and risk teams to embed controls into product design and delivery. + Stay ahead ... risk analytics. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data -driven decision-making and… more
- SMBC (New York, NY)
- …MiFID II, Dodd-Frank) and internal risk frameworks. + Partner with compliance and risk teams to embed controls into product design and delivery. + Stay ahead ... execution algorithms. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data -driven decision-making… more
- SMBC (New York, NY)
- …MiFID II, Dodd-Frank) and internal risk frameworks. + Partner with compliance and risk teams to embed controls into product design and delivery. + Stay ahead ... operations platforms for our Fixed Income, Currencies, and Commodities (FICC) business . This role is critical in managing confirmations, settlements, and… more
- NatWest Markets (Stamford, CT)
- …risk engine and reporting systems, trade booking systems and stress systems. Communicate risk management and analysis to the business and senior management to ... risks are transparent for sound decision making.Identifykey risks and improve the control framework whilst delivering risk information to relevant stakeholders… more
- Principal Financial Group (New York, NY)
- …Deliver clear, concise commentary connecting performance to strategy and maintaining strong risk controls . + **Leadership & Mentorship:** Provide guidance and ... The team focuses on the value-add and opportunistic end of the risk spectrum, spanning both closed-end fund strategies and separate account mandates. You'll… more
- Neuberger Berman (New York, NY)
- … data to identify areas for process improvement, automation, and enhanced controls . + Assist in translating business requirements into detailed process ... including product launches, onboarding, and system enhancements. + Collaborate with Compliance, Risk , Product, and other control groups to support effective… more
- Tradeweb (Jersey City, NJ)
- …success and continued growth plans we are seeking a highly motivated Third Party Risk Management Analyst to join our Risk Operations team. The successful ... candidate will focus primarily on our vendor risk management program and will be responsible for performing vendor risk assessments and ongoing vendor risk … more
- Neuberger Berman (New York, NY)
- …performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data , any collective bargaining agreements, and business or ... and training, and collaborate with senior stakeholders to realize measurable business outcomes. **Key responsibilities** + Product leadership: Lead the product… more
- SMBC (New York, NY)
- …plan in advance with the team to compete the reviews in timely manner for all business segments and ensure accurate risk rating and classification ( JP and US) ... and US Reg classification ratings, update applicable scorecards, monitor limits, oversee data accuracy to ensure compliance with business and institutional… more
- Advance Local (Jersey City, NJ)
- …data assets. This role supports the implementation and continuous improvement of data governance frameworks, risk controls , and compliance monitoring ... risk mitigation. + Training and guidance to business stakeholders, data owners, and data...business teams to resolve governance issues. + Support data risk assessments and contribute to compliance… more
- HSBC (New York, NY)
- …with businesses, risk and finance teams to submit and validate data and analyze the consolidated results + Development/enhancement of models, methodologies and ... will: + Manage the model life-cycle, while engaging with business and finance teams + Ensure that the models...an effective model validation framework + Maintain documentation and control for models in line with internal policies and… more
- SMBC (Jersey City, NJ)
- …including risk identification, sampling, and evaluation of internal control effectiveness and transaction-level data accuracy. + **Assessment Planning** ... Description** Regulatory Reporting Quality Assurance (RRQA), within SMBC's Finance Control Oversight (FCO) function, conducts independent risk -based assessments… more
- SMBC (Jersey City, NJ)
- …Quality Assurance (including test planning, test execution and test management) + Participate in data quality governance, data controls and data ... process + Develop and maintain strong working relationships with key business /governance/ data governance and IT stakeholders to identify additional areas… more
- Arup (New York, NY)
- …in monitoring budgets, expenses, and project performance. . Implementation of quality control and risk management practices. . Experience identifying staffing ... the region. You will be responsible for contributing to business development efforts, leading projects as a PM and...Healthcare . Central plant (preferred but not required) . Data centers / SIT (a plus) . Proven leadership… more
- SMBC (Jersey City, NJ)
- …in other IT application and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across ... findings remediation. - Partner with audit colleagues in other business verticals and/or geographies to share best practices and...500, FFIEC, etc ) - Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
