- Interactive Brokers Group, Inc. (Greenwich, CT)
- …make sure to apply. Interactive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of US securities and/or ... firm or law firm. The role involves designing, maintaining and managing a compliance testing program. Responsibilities Managing the firm's annual compliance … more
- SMBC (Jersey City, NJ)
- … Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for supporting the ... + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists...the consolidation and reporting of results within local and Head Office reporting. **Qualifications and Skills** + Bachelor's Degree… more
- SMBC (Jersey City, NJ)
- …Compliance Department Training Team. In this role, you will report to the Director/ Head of Compliance Training Development and will provide support in the ... This role is focused on training delivered and monitored by the AD Compliance Training team, encompassing training across SMBC Group's AD, inclusive of SMBC Group's… more
- Home Depot (Maspeth, NY)
- …follow all policies and procedures to ensure that shrink is minimized. A Head Cashier will position Cashiers and support them by expediting price checks, approving ... and develop other Cashiers. The preferred qualification for a Head Cashier is 1+ years of Cashier experience. COVID-19...that you are vaccinated against COVID-19 to be in compliance with the Order. If you require a reasonable… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Deputy to the US Head of Compliance Programs oversees assigned compliance functions for ... plan and participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in… more
- Citigroup (New York, NY)
- …and help us shape the future of financial services. **Job Description:** The Head of Wealth Technology Platform is a senior technology leadership role reporting ... directly to the Head of Wealth Technology. This critical position will lead...culture of innovation, collaboration, and continuous improvement. + **Ensure compliance with restricted technology guidelines:** The new stack must… more
- Planate Management Group LLC (Jersey City, NJ)
- …the Special Inspector of Record (SIOR) on site at Naval Support Facility Indian Head , MD. As a Civil/Structural Engineer, you will ensure that all structural systems ... industry standards. This is an on-site role in Indian Head , MD, requiring technical expertise in structural engineering and...Strength Bolting o Welding of Structural Steel o Nondestructive Testing of Welds o Cold Formed Steel Framing o… more
- Guardian Life (New York, NY)
- **Role Summary** The Head of UI Engineering and Design Systems will lead Guardian's UI Engineering team in building and scaling AI-driven user interface capabilities ... across our digital ecosystem. Reporting into the Head of Enterprise Digital Technology, this leader owns the evolution of the Guardian Design System (GDS) and the… more
- Mizuho Corporate Bank (New York, NY)
- Summary: The Loan Administration Unit Head oversees loan transactions, staffing, projects, and deliverables within the Loan Administration Unit. Loans under ... rules and direct legal questions to Americas Legal and Compliance . Complete compliance training, review relevant materials,...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 15 **The Role** As the Global Head of Technology Excellence and Resiliency, you will be responsible for ensuring the ... development and implementation of security controls, threat modeling, and automated compliance into the entire Software Development Life Cycle (SDLC), aligning with… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as Head of Structured Equity Finance/Swaps Technology! We are seeking a dynamic and experienced professional to lead the strategic development and ... and risk systems, and enhance operational efficiency and regulatory compliance . The successful candidate will have 10+ years of...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- Guardian Life (New York, NY)
- As the Head of Agentic AI Engineering, you will lead the development and implementation of our enterprise initiatives which include automation solutions, Agentic AI ... to responsible AI development, with a focus on transparency, governance, and compliance with data protection and regulatory standards. **You have:** + Bachelor's or… more
- Citigroup (New York, NY)
- The Head of Marketing Capabilities is responsible for driving and implementing best-in-class marketing technology platforms and tools to deliver against Citi's ... Adobe content stack, enabling dynamic, personalized digital content, and testing capabilities. In addition, build next generation offer management infrastructure… more
- MUFG (New York, NY)
- …credit risk framework including operational workflow, limits monitoring, measurement, stress testing , controls and reporting + Conduct portfolio risk reviews as well ... as stress testing and scenario analysis + Collaborate with front-office, credit...credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory guidelines + Report… more
- Citigroup (Jersey City, NJ)
- …full software development lifecycle, from concept and design to testing , providing authoritative advice including responsibility over technical strategy. ... as needed + Manage and maintain all disaster recovery plans, oversee appropriate testing , and provide permit-to-operate for new applications + Lead and deliver local… more
- SMBC (Jersey City, NJ)
- …the organization's internal controls relating to the capital planning and stress testing processes, also known as Comprehensive Capital Analysis and Review (CCAR), ... and operating effectiveness of internal controls related to CCAR. + Ensuring compliance with regulatory expectations and internal policies related to CCAR -… more
- Mizuho Corporate Bank (New York, NY)
- …and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing . + Collaborate with operational resilience pillars to ... DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe Americas Operational...new team member will be responsible for supporting the compliance program on DORA, the management of the transformation… more
- Bloomberg (New York, NY)
- …the role?** Being part of the global AML team and reporting directly to the global Head of AML Compliance , this is a great opportunity to be responsible for ... Compliance - US Bank Secrecy Act (BSA) Officer...for the Americas and partnering closely with the AMERICAs head of KYC to enhance customer due diligence processes.… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance… more
- RELX INC (New York, NY)
- …years, Brightmine (TM) , formerly XpertHR , has provided innovative, yet practical HR Compliance and R eward solutions. Part of RELX , a global leader in information ... that generate high-quality leads and meaningful engagement with HR, compliance , and reward decision-makers in companies with 500-7,500 employees...companies with 500-7,500 employees . Reporting into the US Head of Marketing, y ou will play a key… more
