- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (New York, NY)
- …testing in the area specified as required. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of Compliance ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive… more
- Amazon (New York, NY)
- …of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop ... for Amazon's regulated transportation operations. This role will work closely with compliance leads and business partners to identify risks, develop mechanisms… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- BMO Financial Group (New York, NY)
- …per week at our 151 W 42nd Street, NY office. Provides market risk oversight , monitoring, and reporting for a designated portfolio. Develops and monitors the market ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
- TD Bank (New York, NY)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight **… more
- American Express (New York, NY)
- … Compliance priorities through key partnerships with second line Affiliate Business Compliance Officers and effective challenge of first line stakeholders. ... of American Express. The Vice President of American Express National Bank (AENB) Compliance Governance and Oversight is responsible for overseeing the Bank's and… more
- Capital One (New York, NY)
- …for delivering effective challenge and compliance advice relating to the business 's partner oversight program and processes worldwide, with an emphasis on ... Director, Network Compliance (Partner Oversight ) The Network ...Develop expert-level understanding of the operating regulations and partner oversight -related business processes worldwide + Proactively identify… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... Agent 's trailer process including tracking affiliated investments and ensuring compliance with regulatory requirements for registered funds (eg 40 Act Funds,… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- Citigroup (New York, NY)
- …auditors, managing remediation efforts or corrective action plans, and ensuring compliance while minimizing business risks. **Education** : Bachelor's/University ... the Citigroup franchise or reputation. The role includes developing business strategies, calculating/reviewing CECL reserves, conducting sensitivity analysis, reviewing… more
- Capital One (New York, NY)
- Manager, Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... organization focused on providing expert advice, credible challenge, and effective oversight of information security and technology activities to identify, assess,… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Jun 25, 2025 Description JOB TITLE : Senior Director Equal Employment Opportunity SALARY RANGE : $145,000-...consistent practices for addressing areas of concern; and provides oversight for uniform handling of EEO compliance … more
- Pfizer (New York, NY)
- …Develop and evolve strategies for operationalizing metrics and processes to enable effective oversight of safety and regulatory quality and compliance . Serves as ... of contact and Subject Matter Expert (SME) for quality oversight and compliance topics. + In collaboration...DQC and its connection to WWS in support of Business Units and other Partner Lines; fosters effective relationships… more
- TD Bank (New York, NY)
- …the role which is outlined in the general description below." **Job Summary** The Senior Manager, Business Management oversees and leads a large and/or highly ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- BMO Financial Group (New York, NY)
- …and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge ... to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal... Policies & Procedures manuals for requirements. Contribute to business /group results by providing oversight and making… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make,… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make,… more