- NatWest Markets (Stamford, CT)
- US Operations Oversight & Advisory , Vice President LocationStamford, United States Job typePermanent Contract typeFull Time \#R-00252575 Our ... people to thrive. This role is based in the United States and as such all normal...of the department and the business._ **Overview:** The NatWest Operations Oversight & Advisory teamis… more
- City National Bank (New York, NY)
- *PAYMENTS RISK ADVISORY AND OVERSIGHT MANAGER* WHAT IS THE OPPORTUNITY? The Payments Risk Advisory and Oversight Manager will support key elements of the ... standard requirements are adhered by the enterprise. This role will execute effective oversight and challenge over the business/First Line of Defense (1LOD) and help… more
- Marex (New York, NY)
- …securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services ... Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business...achieved. + Work with business partners (ie, Surveillance, IT, Operations etc.) to develop and enhance systems, tools, reports,… more
- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, ... reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to Marex Capital… more
- TD Bank (New York, NY)
- **Work Location:** Fort Lauderdale, Florida, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair ... an independent regulatory compliance and conduct risk management and oversight function as described in the US ...over 27 million households and businesses in Canada, the United States and around the world. More… more
- MUFG (New York, NY)
- …global consistency of sanctions reviews. + A **ssisting the Head of Global Sanctions Advisory with day-to-day operations ** of the program and new or emerging ... (GSCD), this individual will lead in the continuous enhancement and oversight of the Bank's Global Sanctions Compliance program, including strategic execution… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Internal Audit & Financial Advisory (Financial Services) Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You ... work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success… more
- TD Bank (New York, NY)
- **Work Location:** Fort Lauderdale, Florida, United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and ... an independent regulatory compliance and conduct risk management and oversight function as described in the US ...over 27 million households and businesses in Canada, the United States and around the world. More… more
- City National Bank (New York, NY)
- …Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory and oversight , with a particular focus on strengthening operational risk ... all risks have been adequately assessed across all strategic priorities * Provide advisory , oversight , and challenge to 1LOD development and implementation of… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... **Responsibilities:** + Drive the NBIA SEC required 15-c investment advisory annual review by responding to a Board sponsored...+ Ability to assess technology solutions to enhance Fund operations . + Partner with Finance on the expense accrual… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $110,760 - 178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- CBRE (New York, NY)
- …Role type Full-time Areas of Interest Property Management Location(s) Albuquerque - New Mexico - United States of America, Atlanta - Georgia - United ... States of America, Chicago - Illinois - United States of America, Dallas - Texas...make convincing presentations to achieve new business. + Provide oversight of new client transition and client termination processes… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $110,760 - $166,400 USD TD is committed to providing fair ... to identify "Key Risks" facing both CUSO and Enterprise operations . You will also interface with senior leaders across...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... and controls related to insider risk management within the US operations of the organization. This role...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Ankura (New York, NY)
- …growth potential with one of the leading professional services firms in the United States . Ankura's Disputes and Economics Healthcare and Life Sciences Practice ... and international compliance standards governing pharmaceutical and medical device operations . You will be joining a team of industry...+ Must be legally authorized to work in the United States without the need for employer… more
- CBRE (Manhattan, NY)
- …Full-time Areas of Interest Property Management, Workplace Strategy Location(s) Manhattan - New York - United States of America, New York - New York - United ... of America, New York City - New York - United States of America **About the Role:**...CBRE Workplace Experience Supervisor, you will be responsible for oversight of the amenity center. This job is part… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- US Bank (New York, NY)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank, we're on a journey to do...Audit Committee and senior management with independent assurance and advisory services designed to evaluate and improve the effectiveness… more
- Hatch (New York, NY)
- …Consulting; Engineering; Project Engineering; Project Management Location: New York, NY, United States Join a company that is passionately committed ... with applicable local legislation. Official Title: Senior Program Manager Primary Location: United States - Brooklyn, NY Job: Infrastructure Type of Employment:… more
- Hatch (Newark, NJ)
- …Infrastructure; Consulting; Engineering; Project Engineering; Project Management Location: Newark, NJ, United States Join a company that is passionately ... utmost to accommodate your request. Official Title: Senior Program Manager Primary Location: United States - Newark, NJ Job: Infrastructure Type of Employment:… more