- Grant Thornton (New York, NY)
- …Review operational, financial, and technology processes to provide clients with an assessment of business risk , internal control , and the overall ... and execution of enterprise risk management, operational risk compliance and/or internal control ...and operational internal audits, as well as business process, internal control and/or… more
- American Express (New York, NY)
- …differentiated and innovative branding, marketing and experiences. The objective of the GABM Control Management Risk ID & Assessment team is to identify risks ... throughout business processes, systems, and platforms, develop and recommend risk mitigation strategies to address these risks, and proactively flag high risk… more
- City National Bank (New York, NY)
- …to ensure consistency with internal policies and standards. Additionally, conduct process/ risk / control (PRC) reviews to evaluate and overall control ... testing practices meet internal standards. * Conduct Process/ Risk and Control (PRC) reviews against IT...Including a strong ability to create positive and professional business relationships with internal clients. * Strong… more
- MUFG (New York, NY)
- …assurance and consulting activities to evaluate the effectiveness of the Bank's governance, risk management, and internal control processes. This position is ... more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and objective...changing risk levels and/or symptoms of process control breakdowns. + Assess the business ' governance,… more
- City National Bank (New York, NY)
- … Management and Technology Risk Management * Strong knowledge of internal control management practices and testing methodology with proven experience in ... risk and control environment arising from risk assessments, risk monitoring, internal ...risk and problem areas * Act as an internal advisor to business and corporate units… more
- Capital One (New York, NY)
- …report results, and evaluate compliance with requirements and regulations for the Business Risk organizations within Enterprise Services. Your contributions will ... Senior Manager, Business Controls Testing, Enterprise Services Risk ...drive insight into risk and control performance, and organizational change… more
- MUFG (New York, NY)
- …management function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). This executive ... across Infrastructure, Application Development, Engineering and Architecture, plus independent risk (second line of defense), internal audit,...senior business partners and stay abreast on risk , control agendas + Drive risk… more
- Scotiabank (New York, NY)
- …Owners and Functions. Require ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to review overall ... Bank relationships, systems, and knowledge; + Lead self-identification of control gap activities / potential risks across all products...health of the business ; + Support Internal Controls in completing compliance risk assessments… more
- Capital One (New York, NY)
- Principal Associate, Business & Technology Process Management - Enterprise Services Risk **The Enterprise Services Risk organization is expanding with a ... operations as you develop subject matter expertise while collaborating with business partners to identify, assess, measure, monitor, control , and report… more
- M&T Bank (New York, NY)
- …& Document Processes:** Map key business processes, identify risks, and evaluate internal controls. + ** Control Testing & Reporting:** Conduct and review ... beyond. In this role, you'll serve as a trusted business partner, helping identify, assess, and mitigate risks while...or compliance findings. + **Monitor & Improve:** Track key risk indicators (KRIs), complete Risk Control… more
- Marex (New York, NY)
- …required; experience in the investment management industry preferred. + Experienced in governance, risk , assurance, compliance, or internal control roles in ... transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement. + Risk… more
- City National Bank (New York, NY)
- … Risk Management/Operational Risk Management * Strong knowledge of internal control management practices and testing methodology with proven experience in ... assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, Control ...risk and control environment arising from risk assessments, risk monitoring, internal … more
- M&T Bank (New York, NY)
- … work and employee assignments to those initiatives responsible for risk and control functions in the business unit. Serve as Subject Matter Expert (SME) for ... execution and reporting of the business unit's risk -based testing program. Perform control testing as...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- TD Bank (New York, NY)
- …guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Group...risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed… more
- TD Bank (New York, NY)
- …FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... York, United States of America **Hours:** 40 **Line of Business :** Financial Crime Risk Management **Pay Detail:**...area and business requirements + Contact for business management, external/ internal auditors, dealing with non-routine… more
- Capital One (New York, NY)
- … posture and strengthen overall control suite effectiveness + Design and support internal risk and control governance processes + Identify and implement ... risk reviews during various processes such as Risk Control and Self Assessments (RCSAs), Process...5 years of experience supporting, partnering, and interacting with internal and external business clients **Preferred Qualifications**… more
- BMO Financial Group (New York, NY)
- …of core business /group processes. + Administers and maintains the market risk monitoring and control program activities in adherence to all policies, ... /external stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal /external regulatory audits… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime ... (FCRM) partner FCRM related activities, as necessary + Maintains a culture of risk management and control , supported by effective processes in alignment with … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** **Department Overview:** Team provides a ... strong focus on governance, control , and risk management behaviors that align...risk assessment capabilities to identify and maintain profitable business opportunities with both new and existing clients. This… more
- Capital One (New York, NY)
- …posture and strengthen overall control suite effectiveness** + **Design and support internal risk and control governance processes** + **Identify and ... risk reviews during various processes such as Risk Control and Self Assessments (RCSAs), Process...7 years of experience supporting, partnering, and interacting with internal and external business clients and stakeholders**… more