- Novo Nordisk Inc. (Plainsboro, NJ)
- …organization. It also plays a pivotal role in coordinating local activities with global monitoring functions, in support of Novo Nordisk's overarching global ... ethics and compliance program. Relationships Reports to the Executive Director , Risk Insights & Management. Manages a team of compliance professionals focusing on… more
- Citigroup (New York, NY)
- …collaborating across all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate across functional ... the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting....The individual will support effective decision making in the remediation of critical gaps in regulatory reporting… more
- TD Bank (New York, NY)
- …in Compliance and Global Control Room + Experience managing complex regulatory remediation . + Familiarity with regulations and compliance strategies and risk ... and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and support… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead ... Review Officer, you will join a team of risk management professionals representing S&P Global 's third line of defense over a range of analytical activities with an… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... redesigning or consolidating other meetings/forums. Special attention to be paid to regulatory -driven business reviews such as those related to i) the FCA Consumer… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- SMBC (New York, NY)
- …transformation programs or portfolio of transformation programs with a focus on regulatory remediation and regulatory defense programs. The position ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- JPMorgan Chase (Jersey City, NJ)
- …and 3rd Line of Defense testing) and external reviews, examinations, and remediation efforts. This includes managing ongoing regulatory updates and ... cross-border regulatory compliance across multiple jurisdictions, reconciling local regulatory perspectives with global framework requirements. + Define the… more
- Citigroup (New York, NY)
- …ie RCSA + Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit ... Citi Global Markets provides world-class solutions and an unmatched...also requires relevant experience in ensuring compliance with E-Trading regulatory requirements, namely MAR (15c3-5), as well as supporting… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- Wabtec Corporation (New York, NY)
- …will you be working with?** + Reporting to the VP of Legal, Compliance & Regulatory , the Senior Director , Privacy Counsel will oversee all aspects of privacy and ... supporting various company-wide projects and initiatives addressing privacy and regulatory compliance risks. + Successful candidates should understand privacy and… more
- American Express (New York, NY)
- … regulatory stakeholders, highlighting risk concentrations, issue trends, and remediation effectiveness. + Coordinate with various compliance teams to align on ... will help us define the future of American Express. ** Director - Finance Data Governance (NY)** We are seeking...issues and risks that impact financial integrity, reporting, and regulatory compliance. The ideal candidate will bring deep expertise… more
- TD Bank (New York, NY)
- …a high performing team of product control professionals * Oversee the execution of global and regional valuation committee * Owner of global valuation and ... is preferred. Demonstrated deep expertise in valuation topics prescribed per regulatory /accounting rules and industry practice for IPV and valuation adjustment… more
- SMBC (New York, NY)
- …+ Exposure to various Liquidity, Interest Rate Risk, Capital Regulations. Experience in Regulatory remediation and / or CCAR implementation is a plus + ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...individual, with relevant industry experience for the position of Director , within CUSO Treasury. The candidate will lead various… more
- Wells Fargo (New York, NY)
- …and Investment Banking (CIB) Markets COO division is seeking an Executive Director to join the CIB Markets Business Aligned Supervisory Support (BASS) team. ... following: + Provide trading/ compliance expertise together with others, maintaining global transparency and consistency (where appropriate) of roles, processes, and… more
- American Express (New York, NY)
- …that lead our business forward. Whether it's negotiating with some of our largest global partners or creating next year's financial plan, you can influence both our ... this role? As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory...+ Support the development of management action plans / remediation activities and assist in the closure of MRA's… more
