- MUFG (New York, NY)
- …We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line of ... Defense's program for assessing and monitoring operational risks, across the product offering of the group....Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment… more
- Santander US (New York, NY)
- VP, Senior Payments Risk Management Associate Country:...of the 2nd line of defense in the CIB Operational Risk Management team responsible ... **The Difference You Make:** The Vice President, Senior Payments Risk Management Associate will be...reporting of payments risks. The individual will work across Operational Risk Management to ensure… more
- CIBC (New York, NY)
- … assessment process to identify and evaluate risks and controls according to operational risk standards, policies and procedures. The role is accountable for ... LOBs and Capital Markets infrastructure partners (ie Finance, Operations, Technology, Risk Management , Compliance, Privacy, Audit), regarding CIBC's governance… more
- BMO Financial Group (New York, NY)
- …with one direct report ( Associate ). The candidate will report into the VP, Operational Risk & Resilience, Capital Markets to drive the GM Operational ... controls, and creating efficiency opportunities via TPCR. + ** Operational Risk Event (ORE) & Issue Management :** Log any GM ORE/Issue in GRCE in a timely and… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the ... Risk Department (RMDAD), reporting to the Director - Risk Data Management .** **Role Objectives** + Execute data governance, improve operational data… more
- Marex (New York, NY)
- …financial services firm. + Experience in Enterprise Risk Management or Management Consulting required. + Solid understanding of Operational Risk and ... information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Change and Integration Risk Associate will be responsible for providing 2nd line of… more
- Synchrony (New York, NY)
- …The Guidebook will enable a standard and repeatable process is established + Support Operational Risk Management (ORM) team with tracking team deliverables ... especially once the investment is made public. This role ( Risk Management Oversight Specialist) is focused on...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- TD Bank (New York, NY)
- …driving data accuracy and quality control to avoid losses, recapture and reduce undue risk . The CRA Asset Management Associate supports and works closely ... Personal & Commercial Banking **Job Description:** The CRA Asset Management Associate provides ongoing support to an...and other periodic reporting + Assists with managing portfolio risk in the Bank's Direct portfolio to monitor and… more
- TD Bank (New York, NY)
- …Product Teams, and Regional Offices. + Perform delegated business supervision and risk management activities as assigned. + Complete electronic communications ... In this first line of defense (1A) role, the Associate will work with leaders of the Business Supervision...of expertise by industry, product, and region. The Business Management team within CIB provides ongoing operational … more
- American Express (New York, NY)
- …benchmark, and optimize the performance of the partners. Identify opportunities to improve operational efficiency. + Risk management and compliance: Ensure ... needs. **About the Role** This newly created role of Associate , Enterprise Payments Network Management is an... framework, assessment and optimization of third-party partners, third-party risk management , SLA management , and… more
- Scotiabank (New York, NY)
- …solutions . + Collaborate with key partners including Group Treasury, Global Risk Management , Capital Markets, Corporate & Investment Banking, Global Operations, ... Associate Director, Treasury Management Officer, Global...and strategic thinking. + Concern and regard for managing operational and enterprise risk . + Demonstrated experience… more
- MUFG (New York, NY)
- …consistency, appropriate implementation, and ongoing maintenance of the business continuity risk management framework, as well as business continuity program ... work experience equally preferable + Degree in Finance, Computer Sciences, Business Management or Risk Management **CERTIFICATIONS** + Professional… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... cause and provides guidance on issue resolution. + Develops management summaries of liquidity positioning, risk drivers...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- JPMorgan Chase (Garden City, NY)
- …As a Private Client Investment Associate in JP Morgan Wealth Management , you will provide client service, operational marketing and administrative support ... relationships; prepare timely and accurate performance reports + Actively engage in Risk Management ; including Know Your Customer procedures, Account Reviews and… more
- Bank of America (New York, NY)
- Wealth Management Client Associate New York, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... support operational excellence, protect the bank's clients, and manage risk + Identifies, deepens, and maintains client relationships through emphasizing the… more
- Bank of America (New York, NY)
- Registered Wealth Management Client Associate NEW YORK, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... support operational excellence, protect the bank's clients, and manage risk + Identifies, deepens, and maintains client relationships through emphasizing the… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...(including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more