- The Rare Wine Co. (Brooklyn, NY)
- Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from ... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team at Vieux Vins Group.… more
- Dorsey & Whitney LLP (New York, NY)
- Capital Markets & Corporate Compliance Associate (#986) - New York Dorsey & Whitney LLP is seeking a corporate associate attorney with three to six years of ... experience to join the Capital Markets and Corporate Compliance practice group in our Toronto or New York...group in our Toronto or New York office. This associate will have extensive knowledge of US securities and… more
- City of New York (New York, NY)
- …Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD's fiscal ... policies in provider submitted budgets processed by DYCD's BRICS Unit. Under the general supervision of the Deputy Director of BRICS, the Budget Review Analyst will: - Monitor and evaluate budget and budget modification submissions by funded Community Based… more
- TD Bank (New York, NY)
- …Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer ( Associate -level) to join the Surveillance Data Quality Team. The ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for an Associate -level candidate to join the FX ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- WTW (New York, NY)
- **Description** **The Role** We are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst you ... and best practices to ensure use of cutting-edge tools and language. ** Compliance :** Ensure all plan documents comply with ERISA regulations and other applicable… more
- Mizuho Corporate Bank (New York, NY)
- Job Description : The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, ... Requirements: + Bachelor's Degree. + CPA preferred. + 1-3 years of Corporate Tax Compliance experience. Nice to Have: + Familiarity with ASC 740. + Experience with… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance… more
- Meta (New York, NY)
- …offers a unique opportunity to shape Meta's approach to digital health and regulatory compliance at a global scale. As Associate General Counsel, Healthcare ... law and driving meaningful change in the tech industry. **Required Skills:** Associate General Counsel, Healthcare Compliance Responsibilities: 1. Deliver legal… more
- Sumitomo Pharma (New York, NY)
- …or follow us on LinkedIn. **Job Overview** Lead IT compliance and governance programs in a regulated pharmaceutical environment. Ensure ... secure, compliant, audit-ready systems. **Job Duties and Responsibilities** + **Regulatory Compliance & GxP Oversight** + Ensure IT systems supporting GxP processes… more
- IBM (New York, NY)
- …by identifying high-value use cases (eg, P2P, O2C, AP, Intercompany, Procurement Compliance ). **Your role and responsibilities** * Associate partner leading go ... **Introduction** Associate partner leading go to market, Sales, business...high-value use cases (eg, P2P, O2C, AP, Intercompany, Procurement Compliance ). * * Customer relationship management: * Build and… more
- Scotiabank (New York, NY)
- …loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, the Associate will ... Associate , Corporate Banking - REGAL (Real Estate, Gaming...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- RailWorks (New York, NY)
- …all federal, state, and local laws and regulatory requirements. Will assist LKC's Associate General Counsel in ensuring compliance with Company policies. The ... house counsel, outside counsel and claims consultants, as necessary. Compliance + Assists the Associate General Counsel...consultants, as necessary. Compliance + Assists the Associate General Counsel in the administration of the … more
- Capital One (New York, NY)
- …to identify and mitigate potential risks to the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary ... Associate Broker Dealer Risk Specialist **The Associate...or equivalent certification** + **At least 3 years of compliance or operational experience** **Preferred Qualifications:** + **4+ years… more
- Ross Stores, Inc. (West Babylon, NY)
- …Leadership\. + Responsible for payroll administration including daily punch edits, Associate scheduling compliance , Sunday payroll transmission, and Payroll ... + Ensures proper scheduling of Associates to meet business objectives\. + Ensures compliance with all State, Local and Federal regulations\. + Ensures scheduling and… more
- City of New York (New York, NY)
- …and Enhanced Enforcement, and the Division of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. The Office of Enforcement and ... (DMT), Division of Neighborhood Preservation (DNP), Administration & Internal Compliance (AIC), Housing Litigation Division (HLD), Division of Code Enforcement… more
- Ross Stores, Inc. (Hempstead, NY)
- …Leadership\. * Responsible for payroll administration including daily punch edits, Associate scheduling compliance , Sunday payroll transmission, and Payroll ... and written warnings, progressive discipline and termination when needed\. * Ensures compliance with Ross personnel policies and procedures\. * Manages Associate … more
- Ross Stores, Inc. (West Babylon, NY)
- …schedules\. + Responsible for payroll administration including daily punch edits, Associate scheduling compliance , Sunday payroll transmission and Payroll ... + Responsible for security of building including entrance/exit control \( Associate entry/egress, receiving door, daily trash removal, etc\.\), Electronic Article… more