- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New ... + Documented UAT Review of new scenarios. + Provide Surveillance expertise to BD and FCM Advisory Compliance... Surveillance expertise to BD and FCM Advisory Compliance , adding context and counsel to the objective response.… more
- TD Bank (New York, NY)
- …communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is...is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in … more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... Want to Talk to You!** USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading… more
- Bank of America (New York, NY)
- Sr. Business Controls Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... relating to non-financial risk, including but not limited to compliance with regulatory rules and guidance as well as...level, to work alongside a global team of trade surveillance specialists, focused on the Equity and Equity Derivatives… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... executive-level reporting to senior managers, including preparing metrics, and reporting surveillance results to senior management to identifying potential trends or… more
- Bank of America (New York, NY)
- …Active Listening + Data and Trend Analysis + Issue Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United States ... Vice President - Credit Risk Officer , Global Markets Credit New York, New York...the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five… more
- Northwell Health (Valley Stream, NY)
- …manner. 4.Operates and maintains facility vehicles in accordance with regulatory compliance and policies. 5.Operates and maintains all security and facility ... and safety violations. Escorts Hospital personnel, as required. 11.Assists in surveillance of high profile patient/visitors and associated records. 12.Assist in the… more
- Neuberger Berman (New York, NY)
- …: + Provide administrative coordination and compliance support to the Chief Compliance Officer and other senior members of the Legal and Compliance ... greeting clients + Travel coordination including flight, hotel and ground + Compliance responsibilities may include surveillance activities, research and risk… more
- CUNY (New York, NY)
- …control , fire alert, or other safety, alarm, or end of line surveillance systems; assisting in the formulation of college system designs; consulting with vendors; ... Monitors and maintains required training and re-certification programs to ensure compliance with University and New York State Division of Criminal Justice… more
- IAC (New York, NY)
- …readiness. * Audit workflows in platforms like Workday or UKG, ensuring compliance and scalability. * Collaborate closely with IT and cybersecurity teams to ... corporate and field locations. * Identify vulnerabilities in access control, surveillance coverage, and operational procedures. * Review construction and renovation… more
- Bank of America (New York, NY)
- …+ Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
- New York State Civil Service (New York, NY)
- …needed to support an investigation;* Develops leads and informants and conducts surveillance and engages in undercover work often using a camera, recording device, ... investigation;* Participates in joint agency operations targeting patterns of non- compliance or violations by regulated entities;* Prepares factual written reports… more
- City of New York (New York, NY)
- …mission is to safeguard the health of New Yorkers through identification, surveillance , treatment, control, and prevention of infectious diseases, which is achieved ... quality assurance program within section and PHL-wide. Insurance of section's compliance with regulatory requirements. - Maintain and provide technical subject… more
- Nordstrom (New York, NY)
- …customer's needs + Maintain visible presence by wearing a Nordstrom provided security officer style uniform + Perform monitoring and surveillance activities + ... click Find Jobs. Pay Range Details The pay range(s) below are provided in compliance with state specific laws. Pay ranges may be different in other locations. New… more
- Catholic Health Services (Bethpage, NY)
- …and ensure the safety and well-being of the hospital buildings and grounds in compliance with hospital guidelines and the requirements of the NYS Security Guard Act ... Trains Security staff in security operations and protocols. Maintains and update officer duty schedules as required to meet operational staffing needs. Ensure… more