- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... markets face a whole new set of pressures -...business to implement appropriate systems and implement controls in compliance with global and divisional procedures to prevent financial… more
- DWS Group (New York, NY)
- …accounting and reporting systems, and aid various teams involved in the product development process including Portfolio Management, Compliance , Governance, and ... York Job Code: #LI-MB1 #LI-0 2 About DWS: Today, markets face a whole new set of pressures -...RREEF to support department and company initiatives. Support the product launch process from an accounting and operational set-up… more
- DWS Group (New York, NY)
- … market color for Securitized Products (ABS, CLO, CMBS, RMBS) with a primary product focus on ABS and CLO. Communicate market color, relative value and trade ... York, NY Job Code: #LI-LV2 #LI-02 About DWS: Today, markets face a whole new set of pressures -...and efficiency. Successful relationship and interactions with Operations, Technology, Compliance , Risk and Audit. Your Skills & Experience: Proven… more
- Citigroup (New York, NY)
- …firm's risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to ... compliance leadership to the Cash Equities businesses. Provides compliance guidance on function/business/ product rules and regulations relating to… more
- HSBC (New York, NY)
- …capacity, working closely with technology to successfully deliver. As our US Cash Equities Product Owner you will: + Work with key stakeholders across ... sales, business, and COO, ensuring the Cash Equities product vision, strategy and delivery roadmap...risk and control standards and gain legal, risk and compliance approval in regards to product enhancements… more
- JPMorgan Chase (New York, NY)
- … evolution and client product usage. + Maintain a working knowledge of equities trading, market structure, and the equities market regulatory ... with them to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls… more
- JPMorgan Chase (New York, NY)
- … evolution and client product usage. + Maintain a working knowledge of equities trading, market structure, and the equities market regulatory ... skills. + Experienced in Q/kdb and Python. + Comprehensive understanding of equities execution products, market structure, and the regulatory landscape. +… more
- JPMorgan Chase (New York, NY)
- …support for the various product desks within the broker-dealer cash equity business and advise on market structure developments, best execution requirements, ... and skills** + Strong experience and familiarity with broker-dealer cash equities legal, regulatory and compliance issues, broker-dealer regulatory requirements,… more
- Nuveen Investments (New York, NY)
- … Product and Business Development, Retirement Solutions, Risk and Compliance , Technology, and Wealth Management. **Key Roles and Duties** + **Support ... specialized representations of our research and investment capabilities, competitive product positioning, and timely market perspectives. Client Portfolio… more
- Wells Fargo (New York, NY)
- …models for equities risk management, trading strategies, and pricing of equity derivatives products within an Agile environment. + Contribute to the development, ... emphasis on numerical optimization + 5+ years of derivative product and market experience in one or...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- Wells Fargo (New York, NY)
- …** Equities ** risk management, trading strategies, and pricing of ** equity derivatives** products + Effectively communicate and partner with Business ... emphasis on numerical optimization + 7+ years of derivative product and market experience in one or...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- Citigroup (New York, NY)
- …, Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's market share across the different product ecosystems. **Responsibilities:** + Originate ... Citi + Actively cover existing trading accounts to grow market share and overall Equities footprint. +...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance… more
- Scotiabank (New York, NY)
- Director, Equity Sales Trader; Global Banking & Markets ; New York, New York **Requisition ID:** 218412 **Salary Range:** 300,000.00 - 300,000.00 _Please note ... in an inclusive and high-performing culture. **Title** : Director, Equity Sales Trader; Global Banking & Markets ;...Sell Side experience required + Strong working knowledge of Equities , Electronic Trading, Equity Research, Financing and… more
- JPMorgan Chase (New York, NY)
- …+ Collaborate with cross-functional teams, including technology, operations, sales, legal, and compliance , to ensure successful product development and launch. + ... internal and external stakeholders to gather insights and feedback for continuous product improvement. + Collaborate with trading desks, market participants, and… more
- TD Bank (New York, NY)
- … program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS oversees/leads a ... **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal ... program supporting all corporate investment banking Functions including Debt and Equity Capital Markets . **Responsibilities:** + Provide day-to-day strategic… more
- Bloomberg (New York, NY)
- Senior Product Manager, Markets Location New York Business Area News and Media Ref # 10046004 **Description & Requirements** Smarter, Faster, and as always - ... consumer Markets experience helps millions track what's moving-and why-across equities , indices, FX, commodities, and fixed income. We're hiring a Senior PM… more
- TD Bank (New York, NY)
- …Translate business objectives into target-state architectures, ensuring scalability, resiliency, and compliance . + Partner with product management to design ... and requires subject matter expertise in Payment & Deposits product domains and substantial knowledge in product ...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Intuit (New York, NY)
- …each decision + Ability to work cross functionally across multiple teams including compliance , risk, product , credit, legal and engineering and manage projects ... looking for an exceptional and visionary leader to join our fast-evolving Capital Markets team, where they'll be at the forefront of driving funding strategy and… more
- Bank of America (New York, NY)
- …and know when to escalate. This requisite requires someone with client-facing experience, markets product knowledge and has a KYC background. The onboarding ... successful candidate will serve as a client advocate working closely with sales, product , credit, legal, AML, compliance , client service and other operations… more
