- Capital One (Jericho, NY)
- Dealer Success Manager ** Dealer Success Manager (DSM)** **As a Dealer Success Manager , you operate as a Strategic Consultant and ... number of hours to be regularly worked. Jericho, NY: $128,000 - $146,100 for Dealer Success Manager Candidates hired to work in other locations will be… more
- Bloomberg (New York, NY)
- Product Manager - Interest Rate Swaps Location New York Business Area Product Ref # 10047856 **Description & Requirements** Bloomberg Electronic Trading Systems ... of Interest Rate Swaps. As an IRS E-Trading Product Manager , you will help drive the overall strategy and...responsible for increasing our footprint in the IRS E-Trading Dealer -to-Client market, with a focus on the US market.… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a **Markets Innovation/Equities Senior Product Manager , Executive Director** (Senior Lead Securities Product Manager ) in CIB ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Manager (FAM) is responsible for the direct management of a team of Financial ... meet the needs of territory; support and measure Store success ; realign coverage as necessary. + Develops strong relationships...This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... of operations, compliance, and technology + Collaborate with the Brokerage Support Manager and other support team members, as projects require, ensuring consistent… more
- JPMorgan Chase (New York, NY)
- The Business Development Manager - Team Lead leads a team of 14 Business Development Implementation Specialists responsible for the successful rollout and adoption ... offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC....to our global workforce are directly linked to our success . We are an equal opportunity employer and place… more
- JPMorgan Chase (New York, NY)
- …low-latency client solutions tailored for our systematic trading and broker- dealer clients. This involves engaging with clients, exchanges, and alternative ... the diverse talents they bring to our global workforce are directly linked to our success . We are an equal opportunity employer and place a high value on diversity… more
- EMCOR Group (New York, NY)
- …on existing systems. + Perform building surveys and work with Service Manager on estimating additional work. + Perform necessary software programming, equipment ... supervisor for ways to improve the installation process. + Utilize Automated Logic's Dealer website and stay current on technical data and solutions for existing… more
- JPMorgan Chase (Mineola, NY)
- …commitment to diversity and inclusion + Closely partner with the Supervisory Manager and be expected to manage all day-to-day administrative, supervisory and ... offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC....to our global workforce are directly linked to our success . We are an equal opportunity employer and place… more
- JPMorgan Chase (New York, NY)
- …exchanges, private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + ... the diverse talents they bring to our global workforce are directly linked to our success . We are an equal opportunity employer and place a high value on diversity… more
- Wells Fargo (New York, NY)
- …institutional loan and high yield transactions + Receive direction from a manager and exercise independent judgment, while developing understanding of compliance and ... disqualification are not eligible to be associated with a FINRA-registered broker- dealer . Successful candidates must also meet and comply with ongoing regulatory… more
- City National Bank (New York, NY)
- …business functions and processes to identify key risks and demonstrated success with implementing control improvement recommendations. * Ability to interact with ... regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a… more
- JPMorgan Chase (New York, NY)
- …exchanges, private placements and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + ... the diverse talents they bring to our global workforce are directly linked to our success . We are an equal opportunity employer and place a high value on diversity… more