- Citigroup (New York, NY)
- …collaborating across all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate across functional ... the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting....The individual will support effective decision making in the remediation of critical gaps in regulatory reporting… more
- American Express (New York, NY)
- …through effective remediation and lesson learning. We're looking for a Director to lead a diverse team of high-performing professionals focused on ensuring ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...the US Consumer Services Control Management Issues, Events & Remediation team is to ensure timely identification, response, and… more
- Citigroup (Queens, NY)
- …as Enterprise Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management Framework, ensuring the ... senior management position within the Controllers Organization that will report up through the Global Head of Regulatory Reporting. The position will have a high… more
- Scotiabank (New York, NY)
- Director , Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Wells Fargo (New York, NY)
- …US **About this role:** Wells Fargo is seeking a **F** **ront-Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in Corporate and Investment ... and Compliance partners to strengthen risk governance, execution, and policy adherence across global teams. **In this role, you will:** + Lead and manage the CIB… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and support… more
- Citigroup (Queens, NY)
- **Overview:** The Global Regulatory Reporting GSIB Report Owner is a management position within the Controllers Organization that will report to the Head of ... Regulatory and Capital Reporting. The individual will serve as...team to implement the milestones, compensating measures and strategic remediation efforts required to address relevant Consent Order, MRIA… more
- Bank of America (New York, NY)
- Global Markets Sr Risk Manager - Mortgages & Securitized Products (VP/ Director ) New York, New York **Job Description:** At Bank of America, we are guided by a ... us! **Job Description:** This job is responsible for the local and/or global management and direction of applicable market related risk management functions within… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit** **Review** **O** **fficer** **The** **Role** **:** Lead ... Review Officer, you will join a team of risk management professionals representing S&P Global 's third line of defense over a range of analytical activities with an… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... redesigning or consolidating other meetings/forums. Special attention to be paid to regulatory -driven business reviews such as those related to i) the FCA Consumer… more
- Scotiabank (New York, NY)
- …but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …with a results-driven focus to deliver solutions, including the coordination of global implementations of new regulatory requirements. + Participating in ... you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in New York City. The… more
- Scotiabank (New York, NY)
- …internal policies and procedures. + Proactively identify issues and participate in remediation and regulatory change initiatives and provide regular updates to ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a ... global role, the incumbent will work with the Trade...prioritize, and track to completion data deficiencies that require remediation by Front Office Technology, Compliance Technology, and/or CDO.… more
- SMBC (New York, NY)
- …transformation programs or portfolio of transformation programs with a focus on regulatory remediation and regulatory defense programs. The position ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- Wells Fargo (New York, NY)
- …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... Wells Fargo Chief Development Office (CDO) is seeking a Technology Control Management Director , serving as a critical member of the Technology, SDI, GTM Control… more
- Citigroup (New York, NY)
- …ie RCSA + Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit ... Citi Global Markets provides world-class solutions and an unmatched...also requires relevant experience in ensuring compliance with E-Trading regulatory requirements, namely MAR (15c3-5), as well as supporting… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- Wabtec Corporation (New York, NY)
- …will you be working with?** + Reporting to the VP of Legal, Compliance & Regulatory , the Senior Director , Privacy Counsel will oversee all aspects of privacy and ... supporting various company-wide projects and initiatives addressing privacy and regulatory compliance risks. + Successful candidates should understand privacy and… more
- Grant Thornton (New York, NY)
- As the Anti-Money Laundering Managing Director , you'll offer tailored services to help clients identify and mitigate potential risks, address and resolve ... regulatory enforcement actions and help safeguard their organizations -...risk by proactively identifying issues and recommending courses of remediation . + Research, analyze, and understand current marketplace issues… more