- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... be part of the broader Surveillance Intelligence Unit, comprised of the Surveillance Data Quality Team, Surveillance Quantitative Analysis Team, and … more
- TD Bank (New York, NY)
- …team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems,...surveillance data quality issues. Support the Data Quality Director in reporting on … more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- JPMorgan Chase (New York, NY)
- …industry especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development + Experience with EKS or AKS ... Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a pivotal role...Management, Technology, and others. Your expertise will guide the data science team, ensuring they meet agreed milestones while… more