- JPMorgan Chase (Brooklyn, NY)
- The Legal , Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across ... related business processes, platforms, and data standards. As a Vice President within Legal Controls and CCOR, you will be responsible for crafting strategic… more
- KeyBank (Boulevard, NY)
- …risks and controls , including identification of opportunities to enhance risk, control , and business process design + Support the team to deepen understanding of ... 4910 Tiedeman Road - Brooklyn, Ohio 44144 **ABOUT THE JOB (JOB BRIEF)** This ** Manager , BRC (BPRI)** position is within the Business Risk & Controls (BRC)… more
- City National Bank (New York, NY)
- *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") and Business Control Officer ... ("BCO") and Senior Business Control Manager for US Mortgage Banking and will partner with...the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or… more
- Google (New York, NY)
- Technical Program Manager , Data Center Controls and Commissioning _corporate_fare_ Google _place_ Reston, VA, USA; Austin, TX, USA; +7 more; +6 more **Advanced** ... center and utility related infrastructure systems as well in the compliance requirements of the pertinent codes, regulations, and standards. **Preferred… more
- TD Bank (New York, NY)
- …role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in ... reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict...management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's… more
- TD Bank (New York, NY)
- …The day accountabilities would entail: working closely with regional HR heads, legal , and compliance teams to ensure alignment and proactive management ... with Employee Relations and HR Advice CoE, HR 1B, Legal , Compliance , Risk, and internal and external...complete all required training + Understands, utilizes and follows compliance /risk and control programs + Consults with… more
- JPMorgan Chase (Brooklyn, NY)
- …evaluation of controls and sustainable solutions to mitigate operational risk. As a ** Control Manager - Associate** within the FCM team, you will work to ... Partner with the business to identify risks and associated controls in support of the Firm's control ...controls , audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant… more
- Bloomberg (New York, NY)
- SWIFT Control Manager - Finance & Administration Location New York Business Area Accounting and Finance Ref # 10046204 **Description & Requirements** The energy ... with those across the broader risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter… more
- NBC Universal (New York, NY)
- …global process owner responsibilities as needed for areas beyond GFO including Legal Compliance ; Environmental, Social and Governance (ESG) Reporting; and other ... Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk...compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT,… more
- TD Bank (New York, NY)
- …Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance controls recommending improvements where necessary. Work closely with ... 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- TD Bank (New York, NY)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... testing, monitoring and assessing the adequacy of adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business… more
- TD Bank (New York, NY)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building ... be supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The successful… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... Reg Z, Fair Lending, Privacy). + Track and remediate compliance issues and control gaps identified through...descriptions, and training materials. + Collaborate with second line Compliance and Legal teams on policy interpretation,… more
- TD Bank (New York, NY)
- …partner with business leaders to identify risks, remediate gaps, and strengthen compliance controls . Key Responsibilities: + Provide oversight and independent ... culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide … more
- American Express (New York, NY)
- …(Law Degree, Compliance /AML Diploma, CAMS Certification with a Legal / Compliance / Control /Auditing background) **Qualifications** Salary Range: $90,000.00 ... the Subject Matter Experts to support all business and compliance teams. How will you make an impact in...closely with the Global Sanctions Director, the Risk & Control Assessment and Remediation Manager within Global… more
- TD Bank (New York, NY)
- …and challenge related to their Compliance Management System programs. The Compliance Manager will lead important projects and functions that assist the ... team by providing the Business areas with objective guidance on regulatory compliance controls , processes, and implementation of Compliance programs to… more
- CH Robinson (New York, NY)
- …to freight forwarding activities. The role supports the implementation of effective compliance controls across all global locations, ensuring that transactions, ... CH Robinson is looking for a Strategic Program Manager to join our team. In this role,...role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to… more
- Google (New York, NY)
- Program Manager , Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New York, NY, USA **Advanced** Experience owning outcomes and decision ... regulatory requirements in a complex environment. + Experience with control frameworks, including risk assessment, compliance testing,...to date on progress and deadlines. As a Sales Compliance CISO Regulated Cloud Program Manager , you… more
- American Express (New York, NY)
- …and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... with applicable internal policies, laws, and regulations. The manager will provide strategic support to the US Consumer...CC, and related guidance & supervisory opinions. + Prior compliance , legal or risk experience with the… more
- American Express (New York, NY)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... UDAAP, Fair Lending, Privacy, BSA/AML). + Track and remediate compliance issues and control gaps identified through...descriptions, and training materials. + Collaborate with second line Compliance and Legal teams on policy interpretation,… more