- City National Bank (New York, NY)
- …the development and maturing of the 2nd line of defense (2LOD) Cyber, Technology, Business Continuity, and Operational Resilience Risk teams. This leader is ... across the bank and is responsible for providing independent oversight and challenge of all risk management.... Risk management emphasis includes: IT, Cyber, Business Continuity, and Operational Resilience enterprise governance,… more
- City National Bank (New York, NY)
- …of business units to plan a response. * Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... Compliance Risk Management team. The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- Bloomberg (New York, NY)
- …Risk Management - Third Party Risk Oversight - Program Lead - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # ... What's the Role? We are seeking a Third Party Risk Oversight Lead to drive the design,...subject matter expertise, and the ability to translate complex risk concepts into actionable guidance for our operational… more
- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
- Bank of America (New York, NY)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Scotiabank (New York, NY)
- …in the US, the candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management framework with ... will be responsible for oversight of RCSA execution, support the Key Risk Indicators management, Issues Management, Operational Risk Events, New… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... + Engages in activities to provide independent compliance and operational risk oversight of FLU...including internal policies, as applicable to the Global Markets Business . + Develop an effective working relationship with Front… more
- JPMorgan Chase (New York, NY)
- …Defense. You will leverage your in-depth understanding of operational risk management and control, including business , technology, cyber, third-party, site, ... of 2nd Line of Defense (LOD) operational risk managers responsible for providing oversight and...the CCOR Resiliency Risk team, Line of Business /Corporate Function (LOB/CF) Operational Risk … more
- Bank of America (New York, NY)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit (FLU), Control Function, ... teams in order to provide independent compliance and operational risk oversight of Front...Issue Management + Policies, Procedures, and Guidelines Management + Business Process Analysis + Critical Thinking **Required Background** Must… more
- Marex (New York, NY)
- …Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of operational risk trends. + ... transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement. + … more
- American Express (New York, NY)
- … business intelligence, or data reporting - preferably within financial services, risk management, or operational oversight functions. * Proven ability ... identity fraud or enabling customers to start a new business , you can work with one of the most...data-driven dashboards, reporting tools, and performance insights that support oversight of partner risk management activities. The… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of Markets and Trading ... Operational Risk Management. The ...and Trading framework. The individual in this position has oversight responsibility for first line of defense markets and… more
- TD Bank (New York, NY)
- …and transactions. + Develop working relationships with line of business and operational support partners by providing oversight guidance on various issues. + ... Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary**...TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in… more
- JPMorgan Chase (New York, NY)
- …focus on providing independent oversight of IAM-related operational risk management practices across Lines of Business (LOBs), Regions, and Corporate ... strong and resilient. You help the firm grow its business in a responsible way by anticipating new and...best-in-class. As an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the… more
