• SMBC (New York, NY)
    …: The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting .… more
    DirectEmployers Association (10/09/25)
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  • SMBC (New York, NY)
    …not limited to: + Serving as Head Office liaison and coordinating Head Office reporting . + Managing Regulatory Relations policies, standards and procedures . + ... materials. + Partnering with Advisory Services to develop briefing materials for senior stakeholders' regulatory engagements. + Monitoring and tracking … more
    DirectEmployers Association (11/04/25)
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  • National Health Care Associates (Valley Stream, NY)
    …a critical role in ensuring the financial health and stability of our operations . **Key Responsibilities of a Senior Accountant:** + Manage day-to-day accounting ... or long-term care industry + Strong knowledge of accounting principles, financial reporting standards, and regulatory requirements + Proficiency in accounting… more
    DirectEmployers Association (11/01/25)
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  • Unity Technologies (New York, NY)
    **Remote, USA** ** Senior Manager, Technology Compliance and Controls** Location Remote, USA Department Legal Requisition ID JOBREQ-2515125 **Role description** **The ... opportunity** The Technology Compliance Senior Manager will be a pivotal leader responsible for...of controls across SOX, PCI DSS, WCAG, and other regulatory frameworks. + Manage end-to-end audit and assurance activities,… more
    DirectEmployers Association (11/11/25)
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  • Capco, a Wipro Company (New York, NY)
    **About the team:** The Finance and Operations Team at Capco is responsible for preparing, analysing, and advising on the financial status of the firm. We focus on ... From concept to contract completion, our team works directly along-side senior leadership and stakeholders to yield a high-performance business by mitigating… more
    DirectEmployers Association (10/17/25)
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  • Neuberger Berman (New York, NY)
    …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
    DirectEmployers Association (11/15/25)
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  • Principal Financial Group (New York, NY)
    …for developing and leading operational risk oversight activities for fund operations , shareholder services, fund accounting, and related in-house functions. The ... governance, and provide consistent, best-in-class oversight aligned to Board and regulatory expectations. This individual must bring deep expertise in **fund … more
    DirectEmployers Association (11/13/25)
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  • SMBC (New York, NY)
    …in the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery** The role's ... transactions, such as analyze financial statements (including 13-week cash flow reporting ) and develop financial models to: (i) measure and monitor operating… more
    DirectEmployers Association (10/24/25)
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  • SMBC (New York, NY)
    …to support the Cash Management System business with a focus on Bank operations including commercial deposits and funds transfer and payments systems, for a G-SIB. ... will report to the Deputy General Counsel of Americas Division with matrix reporting to practice groups within the Legal Department, which support the commercial… more
    DirectEmployers Association (09/17/25)
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  • PSEG Long Island (Bethpage, NY)
    …is responsible for managing Vulnerability Management Remediation, IT Risk Management, Reporting & Metrics Management, and Governance & Process Improvement, to meet ... to oversee and govern Vulnerability Management Remediation, IT Risk Management, Reporting and Metrics Management, and Governance & Process Improvement. Serves as… more
    DirectEmployers Association (10/25/25)
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  • Neuberger Berman (New York, NY)
    …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... data oversight and management. + Drive the delivery of key metrics to senior management and other stakeholders. + Liaise with Portfolio Managers, Legal & Compliance,… more
    DirectEmployers Association (10/22/25)
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  • SMBC (New York, NY)
    …supporting and enhancing implementations related to data used to support Treasury operations and reporting . Key benefits include development of specialized ... experience in developing and executing complex analytical processes, exposure to senior leadership, and working in a rewarding, creative, and dynamic environment.… more
    DirectEmployers Association (11/08/25)
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  • PSEG Long Island (Bethpage, NY)
    …Budget Analyst to join the Capital Budget Management team within the Planning and Reporting group. The Planning and Reporting group is responsible for managing ... operating and capital plan, forecast process and providing analytical support for senior management and line of business Director/Managers. The role operates in a… more
    DirectEmployers Association (10/29/25)
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  • Banc of California (New York, NY)
    …assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, executes, and enforces the Bank's credit policy. ... and matured notes with lending staff. + Reviews reports to ensure reporting /operating compliance and real estate inspection ticklers are maintained. + Shows… more
    DirectEmployers Association (08/30/25)
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  • NatWest Markets (Stamford, CT)
    …and regions. Delivering high quality and consistent financial, statutory, regulatory and management reporting outputs.You'llcomply withrelevant policies and ... duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ **Join us as a Product Control Associate**… more
    DirectEmployers Association (11/22/25)
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  • NatWest Markets (Stamford, CT)
    …enhance visibility of tail risks,accomplishedthrough use of risk engine and reporting systems, trade booking systems and stress systems. Communicate risk management ... and analysis to the business and senior management to ensure risks are transparent for sound...andadvisethe business on the market risk generated through its operations . In addition to daily risk management,requiredto enhance existing… more
    DirectEmployers Association (11/14/25)
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  • Global Markets Non-Financial Regulatory

    Bank of America (New York, NY)
    …goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations . We are therefore looking ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...and complex operational issues + Responsible for expense management, reporting and forecasting for operations areas managed… more
    Bank of America (11/04/25)
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  • Regulatory Reporting - PM/PMO

    Motion Recruitment Partners (New York, NY)
    Regulatory Reporting - PM/PMO New York, New York **Hybrid** Contract $80/hr - $90/hr Grow your career with an innovative global bank in New York, NY as an ... Regulatory Reporting - PM/PMO. Contract role with strong...guide other smaller, impactful projects within the Data and Regulatory Operations Group, consistently applying established PMO… more
    Motion Recruitment Partners (10/24/25)
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  • Sr. Analyst, Regulatory Reporting

    Santander US (New York, NY)
    …Want to Talk to You!** **The Difference You Make:** The Regulatory Reporting function is responsible for the operations and controls surrounding ... Sr. Analyst, Regulatory Reporting Country: United States of...+ Monitors and communication of any incident related to Regulatory reports to the senior managers. +… more
    Santander US (11/20/25)
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  • VP - Regulatory Reporting Business…

    Mizuho Corporate Bank (New York, NY)
    …for the preparation of regulatory filings for multiple entities under Mizuho US operations , reporting to Mizuho Americas CFO. This is a hybrid position. The ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible...maintain management presentation of KPI/KRI metrics including commentaries to senior management on a regular basis. + Perform data… more
    Mizuho Corporate Bank (09/17/25)
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