- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER* *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and ... Business Control Officer ("BCO") and ...Business Control Officer ("BCO") and senior management of...review and implementation of Policies and procedures related to fiduciary governance and will partner with the Controls Leadership… more
- CIBC (New York, NY)
- …the State of Delaware. + Effectively collaborate with the CFO, members of the Fiduciary Administration Oversight Team and other senior members of Private Wealth. ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As the Head of Fiduciary Controls and Oversight, you are a fiduciary subject… more
- JPMorgan Chase (New York, NY)
- … business . You will work closely with other Risk Management colleagues, the Business , and key control functions to provide valuable assessment and feedback ... Your role will be crucial in ensuring that the business understands its investment and fiduciary risks...achieve a common goal. + Proficiency in communicating with senior management, including sensitive situations. + Control … more
- JPMorgan Chase (New York, NY)
- …persuade business partners constructively. + Proficiency in communicating with senior management. + Control mentality with ability to anticipate unforeseen ... to provide valuable assessments and feedback on suitability and fiduciary issues. This is your chance to contribute to...You will work closely with Risk Management colleagues, the Business , and key control functions to provide… more
- Citigroup (Queens, NY)
- …processes. + Lead periodic meetings, including the Fiduciary Review Committee, with senior management and control function partners. + Works closely with ... is a seasoned professional role within the Fiduciary Oversight Group. Fiduciary Oversight monitors business and investment management activities to ensure… more
- TD Bank (New York, NY)
- …who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective ... expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and… more
- BMO Financial Group (New York, NY)
- …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... /group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise business /group on...+ Support root cause analysis in response to material control failures in business /group. + Identify, assess,… more
- Citigroup (Queens, NY)
- …Wealth Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results...fat-tailed risks. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- M&T Bank (Hauppauge, NY)
- …and external sources, and the retention and expansion of a book of business . Consults and coordinates on the delivery of solutions for a comprehensive wealth ... management strategy for individuals, business owners, and/or families. **Primary Responsibilities:** + Leads the client relationship team and has overall… more
- ManpowerGroup (New York, NY)
- …and enhancing the effectiveness of governance, risk management, and internal control processes within a financial institution's wealth management and trust ... and assess risks specific to wealth management and trust services, including fiduciary risk, investment risk, and operational risk. + Evaluate the adequacy and… more