- Bank of America (New York, NY)
- VP : Equity Research - Brokers , Asset Managers, & Exchanges New York, New York **Job Description:** TheBrokers, Asset Managers, & Exchanges Research ... financial sector and markets + Min 1-3 years of experience focusing on equity research , financial services, buy side, or investment banking + Strong writing and… more
- TD Bank (New York, NY)
- …our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. ... or more years of experience with a registered US broker dealer or regulator. + Knowledge of wholesale banking...to work collaboratively on teams of varying size. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. ... Qualifications:** + 7 or more years of experience with a registered US broker dealer, regulator, or global financial organization. + JD desirable but not required… more
- JPMorgan Chase (New York, NY)
- …ODD practices remain at the forefront of the industry. **Job Summary** As a Vice President in the Asset Management - Hedge Fund/Private Credit Operational Due ... these on the underlying managers and portfolios + Working closely with the Research , Marketing, Risk and other internal JPMAAM groups. + Representing the JP Morgan… more
- TD Bank (New York, NY)
- …our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. ... York City. This role reports directly to the Assistant VP who runs the US wholesale controllers' group under...will review entries and reconciliations for the books of broker dealers and non- broker dealer entities. Specific… more
- Mizuho Corporate Bank (New York, NY)
- …including treasury back office, Risk, and Audit. + Liaise with prime brokers and counterparties to ensure timely domestic and international settlements of treasury ... professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and … more
- Nuveen Investments (New York, NY)
- The Assistant Vice President , Derivatives & FX Operations Lead will be a member of the Trade Operations team within Nuveen Global Investment Operations. The ... to supporting production trading, the candidate will work closely with Nuveen's Equity and Fixed Income investment teams, Technology teams, and critical business… more
- Mizuho Corporate Bank (New York, NY)
- …reporting to such parties. + Demonstrates ability to effectively support the team's Vice President and Director, with respect to the administrative management of ... improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro...market risk and liquidity risk (including interest rate risk, equity price risk, foreign exchange risk, commodity risk, and… more
- Mizuho Corporate Bank (New York, NY)
- …to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Summary Vice President supporting IADA by maintaining a robust Quality Assurance (QA) ... to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area,… more