- Formation Bio (New York, NY)
- …guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment and management methodologies, with a successful track ... you will establish and manage the organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory inquiries and managing… more
- embecta (Parsippany, NJ)
- …+ Lead the development and execution of the annual enterprise-wide risk assessment to inform internal audit priorities and departmental initiatives. + ... company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management. As a senior leader in… more
- LiveRamp (New York, NY)
- …learning, data protection laws and regulations. + Experience with due diligence and risk assessment for third-party vendors. + Privacy certifications or other ... their first-party data while staying on the forefront of rapidly evolving compliance and privacy requirements.** **You will:** + Design and implement continual… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 24 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... partners. Ensure the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs. Ensure risk - risk… more
- Warner Music Group (New York, NY)
- …engagements from planning through fieldwork and reporting + Participate in the scoping, risk assessment , and planning of internal audit activity + Manage SOX ... + Manage affiliate audits to assess financial, operational, and compliance processes and evaluate effectiveness of risk ...across the business + Be a change agent to lead and effect desired change throughout the organization **About… more
- SMBC (New York, NY)
- …before engagement in a timely manner. (eg, Coupa Vendor Risk assessment ) Contract & Price Negotiation + Lead contract negotiations, including pricing ... engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and ... is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- City of New York (New York, NY)
- …the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountability, the successful candidate will: - Supervise ... codes. Since its inception in 1865, FDNY has helped lead efforts to make New York the safest big...standards. - Supervise and coordinate the preparation of enterprise risk assessments in compliance with federal, state,… more
- American Express (New York, NY)
- …involve extensive collaboration with multiple partners across IAG. **Key Responsibilities** * Risk Identification & Assessment : Lead the identification and ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational… more
- Justworks (New York, NY)
- …leader to join the team to lead and manage the Security Governance, Risk , and Compliance (GRC) function. This Director of GRC role will provide expert ... Director, Governance Risk & Compliance New York, New...and sometimes contradictory information to effectively solve problems. + Risk assessment - Apply a logical step-by-step… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance & Operational Risk Manager -...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Bloomberg (New York, NY)
- …including onboarding, due diligence, monitoring, and offboarding. * Establish thematic risk assessment methodologies to streamline risk identification ... Vendor Risk Management - Third Party Risk Oversight - Program Lead -...Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047823 **Description… more
- Guidehouse (New York, NY)
- …banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). + Managed compliance and risk assessment processes for large banks, ... operational risks in new or existing business processes. + Lead and execute Risk and Control Self-Assessments...one or more of the following areas: + Operational risk and/or big bank compliance (first or… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance and Operational Risk Manager- Foreign...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Bloomberg (New York, NY)
- …tools and languages (eg, SQL, Python, ETL frameworks). * Familiarity with third-party risk domains and vendor risk assessment methodologies. * Understanding ... Risk Management - Data & Analytics & Reporting Lead - Chief Risk Office Location New...Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047824 **Description… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Risk ID 1st LOD Sr. Lead ... data for Credit, Compliance & Operations risk rating impact assessment ; Data analysis tools ... Risk Rating for assigned products and overlay qualitative assessment as necessary. Product Risk Rating ...assigned USPB products (Cards, Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned… more
- Guidehouse (New York, NY)
- …+ Risk and controls current state assessments (including process mapping) + Compliance and risk assessment processes (1LOD, 2LOD, Control Management) for ... risk roles-preferably within financial services or banking technology environments + Operational risk and/or big bank compliance (first or second line of… more
