- SMBC (New York, NY)
- …regular, accurate and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute to and support ... Regulatory Relations team is the primary contact for regulatory interactions and exam management for US...The VP, Regulatory Officer works with the Regulatory Relations Advisory team to implement and… more
- SMBC (New York, NY)
- …Governance and Reporting: The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior ... and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD...and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and… more
- SMBC (New York, NY)
- …the quality of the documentation before submission to the regulators. + Notifying senior management and other relevant personnel of upcoming examinations and ... needs are addressed; documenting the content of meetings and timely communicating to senior management and relevant parties. + Tracking the status of … more
- SMBC (New York, NY)
- …+ Partnering with Advisory Services to develop briefing materials for senior stakeholders' regulatory engagements. + Monitoring and tracking Regulatory ... strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The… more
- Capco, a Wipro Company (New York, NY)
- …industry leaders and meet or exceed their business goals. **About the Job:** As a Senior /Principal Consultant on the Compliance Advisory team, you will work in a ... about helping our clients succeed in an ever-changing industry. Working in Compliance Advisory at Capco extends well beyond a traditional consulting role - we focus… more
- HSBC (New York, NY)
- …sales record with strong data analytical skills + Understanding of global cash management techniques, market and competitive trends and regulatory environment + ... Senior Sales Manager Brand: HSBC Area of Interest:...recognizing that clients in different sectors have unique cash management needs. Various sector teams exist including: Technology Media… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory . Our team combines expert ... and implement resilience strategies across technology, data, third-party, and crisis management domains. You will engage with senior executives, regulators,… more
- SMBC (New York, NY)
- …Compliance colleagues, and educate the internal client base (ranging from junior staff to senior management ) on the US regulatory requirements for investment ... legal, regulatory , and franchise risks. Assess and respond to regulatory changes impacting the investment management business. Collaborate closely with… more
- Capco, a Wipro Company (New York, NY)
- … requirements and internal policies . Provide regular project updates to senior management and stakeholders, highlighting progress, risks, and issues . ... **MP level ETRM Project Lead** Capco is a global management and technology consultancy that specializes in advisory , implementation, and delivery of… more
- embecta (Parsippany, NJ)
- …on financial integrity, operational efficiency, regulatory compliance, and enterprise risk management . As a senior leader in a highly regulated industry, the ... organization. The individual will provide independent, objective assurance and advisory services designed to add value and improve the...management , with at least 5 years in a senior leadership role. + Experience in a **global, publicly… more
- Tradeweb (New York, NY)
- …technology audits for a cutting-edge financial services company, including working with senior leadership and business, technology and corporate teams to manage the ... technology risk areas for Tradeweb + Manage end-to-end delivery of technology audits, advisory and other types of engagements with responsibility for all stages from… more
- Citigroup (New York, NY)
- …and implement solutions to address senior leaders' questions, concerns and direction. The Regulatory Advisory & Management Senior Vice President (for ... The Regulatory Advisory & Management ...The Regulatory Advisory & Management team within the...Consent Order commitments, and progress against them, to regulators, senior management , and Board. This includes leadership… more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters. This role is ... *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?*...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business… more
- Grant Thornton (New York, NY)
- As a Real Estate & Construction Advisory Senior Associate, you will have the opportunity to grow and contribute to our global clients' business needs through all ... or other industry related certifications preferred + Preferred experience in management consulting, internal audit, regulatory compliance, and/or forensic… more
- Amazon (New York, NY)
- Description The Amazon Web Services Professional Services (ProServe) team is seeking a Senior Betting and Gaming Advisory Consultant to shape and transform how ... that support real-time transactions, massive user concurrency, and stringent regulatory requirements. Your expertise will drive low-latency, secure, and compliant… more
- Cognizant (New York, NY)
- …us and shape the future of business. **About the Role** As a Billing Lead Advisory at the Senior Consulting Manager level, you will lead enterprise-scale SAP ... to helping clients reimagine their business. We blend deep industry knowledge with technology advisory to deliver innovative solutions for Fortune 500 clients. Join… more
- Deloitte (New York, NY)
- …Recruiting for this role ends on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you will participate in engagements ... to assess and deploy technology solutions to enable international trade management operations. + Planning and compliance assistance, and exploration of automated… more
- Truist (New York, NY)
- …the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned ... as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities**… more
- Guidehouse (New York, NY)
- …managing and mentoring junior staff; and preparing and presenting written reports to senior management and clients. Our Life Sciences practice encourages career ... levels, to deliver product planning, pricing, reimbursement, product commercialization, and regulatory and compliance solutions. Senior Consultants are integral… more
- Guidehouse (New York, NY)
- …managing and mentoring junior staff; and preparing and presenting written reports to senior management and clients. Travel is project dependent but averages 20 ... teams and contribute to all levels of the consulting process. Life Sciences Senior Consultants are responsible for the day-to-day management of consulting… more
