- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is established ... under Sales and Trading to ensure proper trading support and...Deep understanding of interest rates derivatives valuation and market risk , understanding of key valuation approaches and models. +… more
- JPMorgan Chase (New York, NY)
- …responsible for executing large-scale equity transactions and providing strategic insights to optimize trading performance. As an Associate in ETF Trading , ... as a Block trader on the US Equity ETF trading team, responsible for customer facilitation and risk...partnerships with internal stakeholders across global equity teams, technology, risk , and control functions. + Identify and… more
- Citizens (New York, NY)
- …Securities, Inc., Citizens Institutional Broker-Dealer, is seeking a Broker-Dealer Credit Risk Operations Associate to assist with Non-Bank Financial ... portfolio basis. This involves utilizing market data, collaborating with the Citizens Model Risk team, and gaining an understanding of trading businesses such as… more
- JPMorgan Chase (New York, NY)
- …of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will leverage your knowledge ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...the identification of risks on activities conducted by the trading desks + Identify potential concerns and control… more
- TD Bank (New York, NY)
- …that the Bank is adequately protected from legal, credit, business, and compliance risk in all of its trading documents; including master agreements, amendments, ... oversight, monitoring and reporting for the Convertible Arbitrage and Municipal Finance trading desks. The Associate will also provide backup oversight,… more
- Bank of America (New York, NY)
- Senior Business Financial Control Associate New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... of Business (LOB) using knowledge of financial products, market risk profiles, and risk mitigation techniques and...control oversight on new products and initiatives by Trading Desks + Collaborate across the team/s on projects… more
- Bank of America (New York, NY)
- Senior Business Financial Control Product Associate -Global Credit & Specials Situations (CFO) New York, New York **Job Description:** At Bank of America, we are ... of our team is to support the GCSS Distressed Trading business through the implementation and execution of key... business through the implementation and execution of key control processes including legal financial books and records, valuations… more
- Wells Fargo (New York, NY)
- …and design moderately complex controls, protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective ... Fargo Corporate and Investment Banking (CIB) Markets COO division is seeking an Associate to join the CIB Markets Business Aligned Supervisory Support (BASS) team.… more
- Santander US (New York, NY)
- … team and local trading desks. Will be responsible in particular for control and execution of North American Investors orders on the Brazil market, in full ... Cash Equity Markets Trader, Associate - New York Country: United States of...Product Specialist - Equity - IC5 is responsible for control and execution of Investors orders in LatAm and… more
- BlackRock (New York, NY)
- …audits covering all BlackRock business units, including investment management, sales, trading , client business, risk management, operations, finance, and legal ... and compliance. BlackRock Internal Audit is seeking an Associate to support the execution of the firm's annual...+ Interest in broad exposure to investment management, sales, trading , operations, risk management, finance and compliance… more
- BMO Financial Group (New York, NY)
- …a new hire for its Global Securities Lending Desk based in NY.** The role is an Associate to VP level opportunity on the trading desk to support the growth of ... This role requires proactive engagement with counterparties to cultivate electronic trading relationships and source incremental inventory, supporting both specials … more
- JPMorgan Chase (New York, NY)
- …Exotics desk, you will be immersed in a dynamic working environment, supporting trading activity, pricing, risk -management on a diverse portfolio of complex and ... with traders, model testing and documentation, model deployment, pricing and risk investigation, product-specific analysis, software and trading tool… more
- Scotiabank (New York, NY)
- …on + Provides subject matter expertise to model stakeholders such as the business, risk management, audit, product control and technology groups during and post ... Associate Director or Director, Equity Derivatives Quant -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- TD Bank (New York, NY)
- …business and is responsible for being aware of and understanding the approved Trading Strategies (associated with the respective Market Risk Policies) applicable ... Group ("TAG") at TD Securities is hiring for an [ associate ] position in New York to support the Global...are kept current and apprised of all relevant operational, risk management and control issues + Responsible… more
- JPMorgan Chase (New York, NY)
- …development life cycle + Cloudpaging / Numecent experience and knowledge + Background in risk , compliance, and control for managing IT and market data control ... lines of business across various asset classes. As a Senior Product Delivery Associate in Market Data Desktop Strategies, you are trusted with enabling the delivery… more
- Mizuho Corporate Bank (New York, NY)
- …guidance, expectations, and industry best practices; Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control ... Regulatory Reporting Quality Assurance, Associate Quality Assurance Unit: The Quality Assurance Unit...processes, reporting data quality as well as the overall control environment through performing periodic and on-going assessments of… more
- Citigroup (New York, NY)
- …transactions in coordination with the Institutional Banking team. The Investment Banking Associate also serves as an intermediary in trading for clients. ... The Investment Banking Associate is an intermediate level position responsible for...exposure information to analyst, as appropriate + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- JPMorgan Chase (New York, NY)
- Embark on a rewarding career as a Trading Services Associate , where you'll play a pivotal role in managing trading structures and ensuring transaction ... for career growth and skill development within a dynamic team environment. As a Trading Services Associate within our Market Operations Team, you will be… more
- JPMorgan Chase (New York, NY)
- …role offers ample opportunities for career advancement and skill development. As a Trading Services Associate within the Equity Derivatives middle office, you ... will support one of our most dynamic trading desks. You will act as a liaison between...will act as a liaison between business, technology, and control partners globally. Your role involves investigating inquiries, monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …procedures against regulatory requirements. In addition to testing in search of any control weaknesses, the FCC QA Associate will also assess and present ... The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank...AML Transaction Monitoring/KYC/Sanctions cases to determine the effectiveness of control and to evaluate the word product for quality,… more