- Terumo Medical Corporation (New York, NY)
- …team to include Business Development Managers (BDM), National Business Development Manager (NBDM), etc. in assigned accounts within the Imaging/Cardiology Quarterly ... knowledge of and adherence to regulations regarding promotional material content and control . Follow procedures for good clinical practices and Design Control … more
- SMBC (New York, NY)
- …expertise in US securities, laws and regulations. + Proactively engage with Compliance, Legal and other control function colleagues to enhance the overall ... Regulatory Engagements: The Regulatory Governance Team supports SMBC's Broker-dealer entity in managing regulatory exams and responding to regulatory inquiries… more
- JPMorgan Chase (Jersey City, NJ)
- …services, and play a pivotal role in shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate ... senior stakeholders and drive compliance initiatives that impact our business worldwide. As a Legal Entity Control Manager within the JPMS LLC Control… more
- Robert Half Legal (New York, NY)
- Description Robert Half Legal is hiring for a Transaction Manager role for a global Investment & Lending firm located in midtown Manhattan New York. Our client ... the operational aspects of loan lifecycle events including population control , loan detail accuracy and loan covenant management, including... documentation and raise issues to lending team and/or legal team as and when appropriate. * Entity… more
- Scotiabank (New York, NY)
- …working sessions, engaging partners and stakeholders for managing and resolving risk, legal , compliance and other control function related issues and ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global...relevant regulations and internal / external audit, compliance and control requirements + Produce and monitor regular (daily/weekly/monthly) reports… more
- Mizuho Corporate Bank (New York, NY)
- DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe Americas Operational Resilience Department enables the bank to ... of disruptions. The department ensures the readiness of each entity as well as the ability to respond adequately...initiatives and remediations. + Manage the program governance and control framework. + Coordinate the initiatives across the teams… more
- SMBC (New York, NY)
- …across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker-Dealer legal entity CRO umbrella. - Track and manage regulatory, audit, and ... reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. - Support regulatory exams… more
- Neuberger Berman (New York, NY)
- …teams throughout the firms operating platform. **Responsibilities:** + Work closely with legal entity controllers to ensure that accounting policies are properly ... President role will report to the Head of Financial Control and will be responsible for a broad array...key stakeholders + Assist in preparation and review of legal entity financial statements and high-quality financial… more
- TD Bank (New York, NY)
- …upgraded sub-ledger systems. + Assist in new product implementation and entity rationalization. + Maintain sub-ledger to general ledger mapping logic; liaise ... with Product Control and Operations for testing and application. + Manage...and collaboratively under tight deadlines. The VP, Specialized Finance Manager , TDS provides seasoned specialized knowledge, advice and/or guidance… more
- TD Bank (New York, NY)
- …in accounting and financial results. Drive monthly team variance discussions to facilitate legal entity oversight & regulatory reporting flux analysis process. + ... reporting. In addition, by its nature as a primary control and support group in the region, TDS Finance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- NBC Universal (Englewood Cliffs, NJ)
- …+ Maintain financial master data and hierarchies including chart of accounts, legal entity structures, and reporting dimensions + Monitor data integrations ... and master data, and enabling timely and accurate financial reporting. The manager will support day-to-day operations, special projects, and system enhancements in… more
