- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25044238) **Job Description:**… more
- Mizuho Corporate Bank (New York, NY)
- …Finance concentration preferred + 4+ years of work experience preferred at a large financial institution, knowledge of regulatory reporting and controls + ... largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... and is responsible for position monitoring and preparation of non - financial regulatory disclosures under the...financial regulatory disclosures under the relevant regulatory reporting laws across multiple regimes (substantial… more
- Motion Recruitment Partners (New York, NY)
- …repetitive tasks. + Provide comprehensive Project Management Office (PMO) support across Non - Financial Regulatory Reporting (NFRR) implementations, ... analysis skills within NFRR Security swap cap reporting space. + Experience in Non - Financial Regulatory Reporting (NFRR) or other regulatory … more
- Raymond James Financial, Inc. (New York, NY)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non - financial regulatory reporting requirements. Leveraging advanced knowledge and ... + Performs other duties and responsibilities as assigned **Knowledge of** : + Non - Financial Regulatory reporting requirements + Financial market… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category ... Employment Type Full-Time Appointment Type Contingent Permanent Jurisdictional Class Non -competitive Class Travel Percentage 10% Workweek Mon-Fri Hours Per Week… more
- Synchrony (New York, NY)
- …. Produce timely and accurate analysis to serve key stakeholders in SEC and Regulatory Reporting groups. Assist in the preparation & analysis of SEC periodic ... Help drive process improvements and increased controllership within the SEC and Regulatory Reporting processes. **_Our Way of Working_** **_We're proud to… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- TD Bank (New York, NY)
- …area and business + Contact for business management, dealing with non -routine information + Manages/assists with regulatory reviews including inquiries, ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- CIBC (New York, NY)
- …Financial Markets, Financial Modeling, Global Market, Investments, Management Reporting , Market Trading, Regulatory Environment, Researching At CIBC, we ... Equity Derivatives, Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR +… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Mount Sinai Health System (New York, NY)
- …Review Board (IRB) review and who prepare and submit documents needed for regulatory and safety reporting to sponsors and other agencies. The Senior ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently available within...and personnel, assist in budget development by identifying research non -billables, and coordinate start-up meetings for new protocols. The… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Scotiabank (New York, NY)
- …(Regulation QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Assist with the US Liquidity ... to the overall success of the US Treasury team by supporting regulatory compliance, enhancing liquidity reporting and analytics, and executing strategic… more
- MUFG (Jersey City, NJ)
- …**What you'll bring** **Must have** + 3-4 years of experience in Financial Services or similar within Risk Reporting , Compliance, Technology Risk/Cybersecurity, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Scotiabank (New York, NY)
- …QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Actively participate in developing ... Reporting & Analytics team for Scotiabank to ensure regulatory compliance, prepare and enhance liquidity reporting ...degree in business, accounting, finance, mathematics or economics. A non -business degree combined with CFA or FRM would be… more
- GAF (Parsippany, NJ)
- …and reporting of key sustainability metrics in line with regulatory requirements and stakeholder expectations, while ensuring strategic alignment with Standard ... ) + Work closely with supply chain, operations, finance, and legal teams to ensure reporting accuracy and regulatory compliance. + Report on the progress of the… more
- MUFG (Jersey City, NJ)
- … reporting templates and dashboards to better meet evolving business and regulatory needs. **Governance & Compliance** + Ensure reporting outputs comply with ... periodic review and audit requests. **Qualifications:** + 3-5+ years of experience in Financial Services or Risk Reporting , with demonstrated exposure to credit… more
- TD Bank (New York, NY)
- …recommendations based on overall strategy and industry best practices. **The Non -Model/End-User-Computing Tool (EUC) Risk Management - QA/QC role provides second ... line of defense risk management and oversight of Non -Models/EUCs,** which are analytical/computational tools that are used to support business processes and are not… more