- Principal Financial Group (New York, NY)
- …authorization or permanent work authorization) now or in the future to work in the United States . This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, ... authorization needs please use the following links. **Nonimmigrant Workers (https://www.uscis.gov/working-in-the- united - states /temporary-nonimmigrant-workers) and Green Card for Employment-Based Immigrants… more
- HSBC (New York, NY)
- …Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in the proposition, including delivering strong investment ... the various strategies offered. This position requires a strong domain expertise in US equity research and portfolio management, including strong equity … more
- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will provide essential guidance and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- Wells Fargo (New York, NY)
- …Join us ! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer** within Equities Trade Surveillance. The Corporate & Investment ... with Business Heads, Desk Heads, Compliance, Chief Operating Office(COO) and CIB Control for Equities + Represent Trade Surveillance on various governance… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Citigroup (Jersey City, NJ)
- …Development **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $142,320.00 - ... duties may be assigned as required. + Prior working knowledge of Front office Equities Electronic trading applications + Understanding of FIX protocol and OMS… more
- Bank of America (New York, NY)
- …and/or CFA, preferred + Series 7 and 66 (or equivalents) required **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... the lifecycle of a trade idea from generation through execution + Liaising with trading , structing, sales, control partners, and other stakeholders + Price cross… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...limited to the following: + Provides business governance and control related support to team management within Trading… more
- Scotiabank (New York, NY)
- …Associate Director, US Equity Derivatives & indicate job code JK080725WEB. Location(s): United States : New York : New York City Scotiabank is a leading ... Associate Director, US Equity Derivatives **Requisition ID:** 233876...initiatives for core Equity Derivatives products with control groups and trading desks; utilizing knowledge… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...improve work flow efficiencies + Reads and understands the Trading Supervision Standard + Demonstrates governance, control … more
- Mizuho Corporate Bank (New York, NY)
- …Loans, Workflow Management + Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader ... Qualifications: + Experience: 10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading , Margin Loan, Real Time… more
- TD Bank (New York, NY)
- …about American Depositary Receipt trading , cash equities sales & trading , corporate access, equity options, Exchange-Traded Fund trading , global ... Summer/Term 3 **Work Location** : New York, New York, United States of America **Hours:** 40 **Pay...) Our Global Markets business, including Fixed Income and US Equities , delivers top-tier market insights and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...data engineering, analytics, and front-office decision-making. You'll work with Equities Sales, Trading , Research, senior management, and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities , fixed income, FX, and… more
