- City National Bank (New York, NY)
- …trigger explanations and associated action plans Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... Systems, the Fraud Manager II will contribute to the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or corporate… more
- Merck & Co. (Rahway, NJ)
- …cycle of clinical development, including study design, initiation, execution,- monitoring , analysis, regulatory reporting, publication, and presentation at national ... clinical development projects; and assist the Vice President in ensuring that appropriate Corporate personnel is informed of the progress of studies of our company… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...innovation mindset with awareness of industry best practices for Compliance Monitoring & Testing programs.… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- Mizuho Corporate Bank (New York, NY)
- …methodology & algorithms for new models and analytics. + Perform ongoing model monitoring testing , and sensitivity analysis to ensure robustness across economic ... Management, during model development, validation, and implementation to ensure rigorous testing , well-documented methodologies, and compliance with internal and… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as an IT Business Analyst, Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role… more
- Mizuho Corporate Bank (New York, NY)
- …is responsible for managing regulatory examinations, reviews, continuous monitoring , inquiries, firmwide regulatory projects and other regulatory-related matters. ... Additionally, the department oversees regulatory change management, which involves monitoring and analyzing new and emerging regulations, assessing their impact on… more
- Bloomberg (New York, NY)
- Risk Assurance & Controls Testing Officer - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & ... up to you to make it happen.** **Our Team** Bloomberg's Risk, Legal, & Compliance Departments play a critical role in supporting our businesses and operations around… more
- Mizuho Corporate Bank (New York, NY)
- …leadership to ensure the successful implementation of remediation efforts by monitoring progress, validating corrective actions, and maintaining compliance with ... oversight across FOIT Towers to coordinate, track, and drive compliance with a broad array of IT controls and...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- IBM (New York, NY)
- …This position is an internal Staff Data Scientist Intern role with IBM Corporate Development (Mergers & Acquisitions). Office locations for the position are NYC, NY. ... expert on statistical analysis and machine learning for modeling, writing code, testing , and validating. * Interpreting output and performance of models in business… more
- Mizuho Corporate Bank (New York, NY)
- …communication. + Measure and Continuous Improvement + Implement a comprehensive continuous monitoring program to evaluate the effective risk mitigation, + Champion a ... regulatory requirements and supervisory expectations for Business continuity. Ensure compliance with relevant regulations and industry standards. Qualifications +… more
- Mizuho Corporate Bank (New York, NY)
- …the Americas Regional Treasurer in strategic decisions and communications. + Lead regulatory compliance related to Treasury as first line of defense. This includes ... monitoring new regulations and government policy trends-especially, liquidity, capital,...the firm. + Lead preparing responses to audit and compliance consistent as Treasury. + Define Target Operating Model… more
- Mizuho Corporate Bank (New York, NY)
- …The AVP is responsible for ensuring accurate and timely execution of transactions, compliance with federal and state regulations as well as bank lending policies, ... Responsible for the daily maintenance of the commitment facilities including monitoring borrowing status, prepare new borrowings, rollovers, rate sets, conversions,… more
- Mizuho Corporate Bank (New York, NY)
- …+ Loan System booking, controls and reconciliation + Exception and control report monitoring + Effectively manage all audits and close all required audit and risk ... rules and direct legal questions to Americas Legal and Compliance . Complete compliance training, review relevant materials,...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- Mizuho Corporate Bank (New York, NY)
- …and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming our GRC function to ... risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform the GRC team's approach to… more
- Mizuho Corporate Bank (New York, NY)
- …in the full lifecycle of payment solutions. - Integrate with current transaction monitoring mechanisms for fraud prevention. - Work closely with payment gateways and ... service providers as necessary. - Ensure compliance with information security standards. - Adhere to industry regulations and standards. - Stay informed about… more
