- Novo Nordisk Inc. (Plainsboro, NJ)
- About the Department The Clinical, Medical and Regulatory (CMR) department at Novo Nordisk is one of the most diverse and collaborative groups within the ... organization. From health-care-provider interactions and developing and implementing regulatory strategies with the FDA to providing medical education and collecting… more
- Tris Pharma (Monmouth Junction, NJ)
- …Monmouth Junction, New Jersey, Tris has an immediate opening for a SR. Manager or Manager , Quality Management Systems (QMS). Title commensurate with ... incumbent uses systems thinking and a holistic systems-based approach to drive compliance and assess operational needs and activities in to accurately, effectively,… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …Marketing, CX and Marketing Enablement, Market Access, Legal, Compliance , Insights/Analytics, Communications, Finance, and Market Research. External relationships ... and optimizations across both live and self-service support Maintain robust compliance , quality and privacy standards in handling customer information and programs… more
- TD Bank (New York, NY)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- American Express (New York, NY)
- …institution. + Relevant audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor ... and progress by creating a culture of risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors the… more
- Capital One (New York, NY)
- …experience in project management + Compliance related certifications (Certified Regulatory Compliance Manager (CRCM), Certified Information Privacy ... Sr. Network Compliance Manager We are seeking a...Sr. Network Compliance Manager We are seeking a highly motivated and...chief of staff to the Discover Payment Network global compliance team and to serve as a chief of… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies regulatory ... + Experience developing/maintaining regulatory inventories. + In-depth knowledge of regulatory compliance . + Ability to assess regulatory changes… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. ** Regulatory Compliance Manager ** American Express Company is seeking a skilled ... Experience using generative artificial intelligence tools preferred. * Professional regulatory compliance certification preferred. * Excellent analytical skills… more
- Moss Adams LLP (New York, NY)
- **Financial Institutions Consulting Manager - Regulatory Compliance & Internal Audit** **Description** At Moss Adams, we champion authenticity. For us, that ... **Introduction to the team** The Financial Services Advisory group provides regulatory compliance , internal audit, information systems and related consulting… more
- TD Bank (New York, NY)
- …for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs ... FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- SMBC (New York, NY)
- …to ensure consistency in achieving industry best practices and in minimizing + regulatory risk. + Coordinate compliance regulatory examinations / inquiries ... regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- City of New York (New York, NY)
- …to the Department of Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and ... compliance functions of the CWZ program. Reporting directly to the Regulatory & Administrative Codes Manager with varying degrees of latitude for independent… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... transitions the protocol to be implemented by investigator(s), program manager (s), clinical research coordinator(s), regulatory coordinator(s), and research… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus ... Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line...and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... Title: Senior Manager , Compliance Program: Legal, Varick Headquarters...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... Change Office and has the following responsibilities: + Implement updates to the US Compliance Regulatory Change policy and associated procedures and job aids. +… more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... compliance across the organization to manage and mitigate regulatory compliance and conduct risks; Contribute to...the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads… more
- TD Bank (New York, NY)
- … with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert ... which is outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic… more
- Capital One (New York, NY)
- …fraud or Anti-Money Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial ... Anti-Money Laundering (AML) Fraud Compliance Advisor Manager The Anti-Money Laundering...of business by:** + Providing input on business AML regulatory requirements + Providing guidance on business policies, standards,… more
- TD Bank (New York, NY)
- …and challenge of first line controls; + End to end completion of the regulatory compliance risk assessment which includes review and challenge of inherent risk ... **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and… more
