- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- TD Bank (New York, NY)
- …Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. The ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and… more
- Banco Popular Puerto Rico (New York, NY)
- …2, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... Administration **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible for… more
- Insight Global (New York, NY)
- Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and ... other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for the business regarding marketing… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- IBM (New York, NY)
- **Introduction** IBM is seeking a highly experienced and strategic US Public Sector Compliance Officer to lead and support compliance efforts across all IBM ... frameworks, mitigating risk, and fostering a culture of integrity and compliance throughout IBM's public sector operations. **Your role and responsibilities**… more
- Bloomberg (New York, NY)
- Data Compliance Officer - 12 Month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10047603 **Description & Requirements** The ... up to you to make it happen. Bloomberg's Legal, Compliance & Risk Department plays a critical role in...is made up of talented and hardworking legal and compliance professionals who think creatively and work collaboratively in… more
- Bloomberg (New York, NY)
- Compliance Officer - Data, Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description & Requirements** ... make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our...is made up of talented and hardworking legal and compliance professionals who think creatively and work collaboratively in… more
- City of New York (New York, NY)
- …Mayor Adams has served the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams' administration is leading the fight ... Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will...with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. -… more
- City of New York (New York, NY)
- …Mayor Adams has served the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams' administration is leading the fight ... Solve The incumbent will report to the Deputy Director, Compliance , and with wide latitude for independent judgment will...with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. -… more
- City of New York (New York, NY)
- …class. Job Description: HPD's division of Economic Opportunity and Regulatory Compliance (EORC) promotes inclusion and economic opportunity while also enforcing ... department within EORC and monitors affordable housing construction projects to ensure compliance with applicable federal, state, and local labor laws. LMU's labor … more
- American Express (New York, NY)
- …Consumer business unit. This role will lead an organization of second line of business compliance officer teams and report to the Senior Vice President of US ... and oversight of Compliance monitoring and testing. + Ensure Compliance officer standards across team in the overall engagement model with the business… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Fixed Income Trade Surveillance team. Preferred ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...the New Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The … more