- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting...team. + Communicate with sales and trading management and US Compliance personnel on relevant compliance… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS… more
- American Express (New York, NY)
- …and Governance Responsibilities** A summary of key responsibilities include: The Process and Compliance Director plays a critical leadership role in ensuring the ... work makes an impact, and together, you will help us define the future of American Express. **About Global...integrity, consistency, and compliance of large-scale design and construction project delivery. The… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and support to help… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is ... seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of… more
- Dow Jones (New York, NY)
- …Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics. Dow ... ABOUT US Dow Jones is a global provider of news... to lead Product Marketing for our Risk & Compliance business. In this Product Marketing Director role… more
- Novo Nordisk (Plainsboro, NJ)
- …on new procedures, to auditing against local and corporate policies, to reporting compliance -related issues, ECP keeps us accountable every step of the way ... in support of Novo Nordisk's overarching global ethics and compliance program. Relationships Reports to the Executive Director...outlined in the Office of the Inspector General (OIG) Compliance Program Guidance and the US Federal… more
- Ankura (New York, NY)
- …Security professional and program leader in a company, professional services firm, or US Government . Demonstrated expertise in cyber compliance assessments . ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Position Overview: The Corporate Tax Compliance Associate will support the VP/Executive Director of Compliance in managing the company's tax ... Tax Provision: + Prepare and calculate quarterly and annual tax provisions, ensuring compliance with US GAAP. + Reconcile tax accounts and maintain accurate… more
- Cushman & Wakefield (New York, NY)
- …culture of accountability, transparency, and trust. As a key leader in our Ethics & Compliance team, the Director will also play a critical role in developing ... **Job Title** Director , Global Data Privacy **Job Description Summary** We...individual will serve as the enterprise-wide privacy expert, ensuring compliance with complex international laws, mitigating risk, and driving… more
- Scotiabank (New York, NY)
- …support your unique family, financial, physical, mental, and social health needs. \#GBM2025 Location(s): United States : New York : New York City Scotiabank is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate...of trading in equities, fixed income, FX, and derivatives markets , as well as market abuse and… more
- Scotiabank (New York, NY)
- …of the Loan Capital Markets LATAM team based in New York, United States , ensuring the origination, structuring and syndication of loans for Scotiabank's ... Associate Director , Loan Capital Markets LATAM **Requisition...Markets LATAM & indicate job code NE042125WEB. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Associate Director , Global Capital Markets Documentation, GBM,...Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Director , Equity Sales Trader; Global Banking & Markets ; New York, New York **Requisition ID:** 218412 **Salary...Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100… more
- CIBC (New York, NY)
- …40 **Skills** Analytical Thinking, Capital Markets , Client Consultations, Financial Markets , Financial Modeling, Global Market , Investments, Market ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) What You'll Be Doing The Capital Markets arm of CIBC provides corporate, government and institutional… more
- PNC (New York, NY)
- …At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience ... valued and have an opportunity to contribute to the company's success. As a Capital Markets Managing Director I - Trading within PNC's Capital Markets … more
- Wabtec Corporation (New York, NY)
- …PA** **Who will you be working with?** + Reporting to the VP of Legal, Compliance & Regulatory, the Senior Director , Privacy Counsel will oversee all aspects of ... we want someone who is ready to move with us . **Location:** **Candidate must be able to relocate to...privacy and cybersecurity compliance throughout the organization globally. **How will you make… more