- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA ) team within the Financial Crime ... risk and make recommendations on operational improvements, processes for compliance , quality assurance and any...as needed. Qualifications + 1+ years of exposure to Financial Crimes Compliance or related… more
- American Express (New York, NY)
- …the future of American Express. US Consumer Services is looking for a Vice President- Financial Crimes & Consumer Product Compliance to lead a diverse team ... product compliance risks + Work with 2LOD Compliance and 1LOD Financial Crimes ...Identifying areas of risk for intervention, including conducting independent quality assurance and process testing + Leading… more
- American Express (New York, NY)
- …to strengthen the BU's financial crime risk framework Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD Financial Crimes ... Qualifications:** 10 Years experience in risk management with deep understanding of financial crimes and compliance risk, including AML, sanctions,… more
- Deloitte (New York, NY)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + ... documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the… more
- Raymond James Financial, Inc. (New York, NY)
- …practices, and procedures of securities industry preferred. + Control functions such as Compliance , Supervision, or Financial Crimes . **Skill in:** + Common ... compliance efforts. + Identifying and implementing controls and quality assurance processes. + Researching compliance...a minimum of six (6) years of experience in Compliance and/or the financial services industry preferred.… more
- Guardian Life (Holmdel, NJ)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more