- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, ... risk management activities, leveraging the third-party's regulatory intelligence to strengthen compliance oversight of applicable laws, rules, and regulations,… more
- TD Bank (New York, NY)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will ... identify potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities… more
- TD Bank (New York, NY)
- …supports the AML compliance framework by providing guidance to, and oversight of, the Business ' implementation of current Anti-Money Laundering and ... for this role. **Job Description:** **Position:** Director, Global Markets Oversight , US FCRM TDS Business Oversight...aspects of AML and ATF laws + Works with senior business unit management/partners to develop proactive… more
- American Express (New York, NY)
- …in the identification, measurement, monitoring, and management of fraud risk, ensuring compliance with regulations and internal policies, and oversight of ... oversight on first and third-party fraud risks across business processes and products, including independent oversight ...to develop a comprehensive and cohesive conclusion for colleagues, business partners, and senior leaders. + Strong… more
- American Express (New York, NY)
- …assisting in identification, measurement, monitoring, and management of fraud risk, ensuring compliance with regulations and internal policies, and oversight of ... oversight on first and third-party fraud risks across business processes and products, including independent oversight ...to develop a comprehensive and cohesive conclusion for colleagues, business partners, and senior leaders. + Ability… more
- MTA (New York, NY)
- Director Program Support (Safety Oversight ) Job ID: 12666 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: ... Regular Department: Safety Oversight Date Posted: Aug 16, 2025 Description This position...and implement systems and processes that enhance safety performance, compliance monitoring, and data-driven decision-making. Serving as a key… more
- JPMorgan Chase (New York, NY)
- …Office team, you will be responsible for Fund & Client onboarding, Transitions, Funds Oversight and New Business initiatives. The team acts as a liaison between ... impact. You'll collaborate with talented colleagues, gain exposure to senior leaders, and help shape the future of our...Fund event initiatives including onboarding, restructure and perform funds oversight . Be part of a company that values your… more
- Citigroup (New York, NY)
- …+ **Stakeholder Engagement:** Build strong, collaborative, and constructive relationships with senior leaders across Investment Banking, Compliance , Legal, and ... **About the Role:** This is a senior leadership position within Banking & International Risk...(IPOs), secondary offerings, and fixed income deals. + **Independent Oversight and Challenge:** Provide independent, expert-level review and effective… more
- TD Bank (New York, NY)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight ) and act… more
- CIBC (New York, NY)
- …the US Corporate Function Compliance Director to ensure regulatory compliance oversight activities are operating effectively and efficiently across various ... Compliance (CFC) Officer will assist in the management of CFC oversight function responsibilities related to CIBC's Regulatory Compliance Management (RCM)… more
- City National Bank (New York, NY)
- … Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business units including two registered investment ... * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT...responsible for managing and maintaining assigned areas of the compliance program including monitoring business area … more
- TD Bank (New York, NY)
- …in line with TD's Compliance Program + Work with executive team, senior business management/ partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key… more
- Ankura (New York, NY)
- …Adjustment. The Senior Director will also support practice and firmwide business development activities and initiatives and will be required to participate and ... 4 or other recognized organization. + Robust understanding of the operational, compliance , and business issues that affect a healthcare organization, especially… more
- BMO Financial Group (New York, NY)
- …and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge ... to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal... Policies & Procedures manuals for requirements. Contribute to business /group results by providing oversight and making… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... and compliance leadership to the Cash Equities businesses. Provides compliance guidance on function/ business /product rules and regulations relating to… more
- Capgemini (New York, NY)
- …enhancing oversight and control. + Manage cross-functional teams and senior stakeholders, fostering collaboration across business and technology functions ... €22.5 billion. **Job:** **Organization:** _INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Senior Manager/Manager - Finance, Risk & Compliance - Banking_… more
- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part of ... providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North...our US and Canadian operations. You'll work closely with business leaders to identify and manage compliance … more