- Santander US (New York, NY)
- Sr . Associate , AML Compliance - Corporate & Investment Banking Country: United States of America **Your Journey Starts Here:** Santander is a global ... are interested in exploring the possibilities **We Want to Talk to You!** The Sr . Associate , AML Compliance is responsible, as assigned by management,… more
- Citigroup (New York, NY)
- The Associate Banker Senior is a seasoned...the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate , US Treasury - Liquidity Reporting & Analytics...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …industries! We work together to drive ambition for every future! **Purpose** The Associate supports more senior officers in the development and marketing of ... loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, the Associate will… more
- Scotiabank (New York, NY)
- …structuring loan transactions, performing due diligence, negotiating documentation, guiding an Associate , and monitoring compliance and industry trends. **What ... Associate Director, Chief of Staff US Corporate Banking...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk,… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate , US Treasury - Liquidity Reporting & Analytics...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate Director, Global Capital Markets Documentation, GBM, New...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …Principles, while ensuring adherence to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk; and + Contributes and ... Analyst/ Associate , Latin America Investment Banking, Global Banking &...externally to clients. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high performance ... Associate , REITs, Scotiabank US Research, New York, Global...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- BMO Financial Group (New York, NY)
- …transaction deadlines. The individual will ultimately be responsible for supporting senior professionals in business development and day-to-day execution of these ... support (financing agreements, term sheets, etc.) + Financial closing coordination + AML /KYC and client onboarding activities and coordination + Virtual data room… more
- Bank of America (New York, NY)
- …will serve as a client advocate working closely with sales, product, credit, legal, AML , compliance , client service and other operations teams to manage the ... on time product to Global Markets clients + Onboarding Associate serves as the voice of the client, enables...regulatory considerations within Global Markets. + Working knowledge of AML / KYC and Regulatory requirements impacting client onboarding… more
- Citigroup (New York, NY)
- …and terminations and may include budget approval. **Responsibilities:** + Partners with senior bankers and team leaders to provide excellent client service and ... + Work with client and Private Banker, On-boarding team, Associate Banker and Client Services team to facilitate account...completion of the mandatory documentation especially in KYC and AML + Assist in Client Relationship Management eg updating… more