- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services ... relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team... compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New York. The role ... opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique....Participate in ongoing improvement of the Surveillance function + Testing of trade data and OMS/EMS systems to ensure… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... services for broker-dealer Regulatory Reporting process. + Carry out assigned compliance testing . + Coordinate and provide Compliance Advisory support to… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage and ... inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance... testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM… more
- Bloomberg (New York, NY)
- …It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around ... pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide coverage of Bloomberg's regulated entities and products, including support… more
- BMO Financial Group (New York, NY)
- …Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and… more
- MUFG (New York, NY)
- …that ensures full compliance . The Head of FCOA reports directly to the Chief Compliance Officer for the Americas and is part of the Americas Compliance ... The Head of FCOA is the board designated BSA Officer of MUBK's US operations. The role oversees a...or minimize the risks identified. + Work closely with compliance testing partners to identify coverage areas… more
- City of New York (New York, NY)
- …to enhance community safety and decrease recidivism. We are seeking an ADA Compliance Specialist with expertise in web development to ensure our digital products ... and evaluations of websites, applications, and digital content to ensure compliance with MOPD and ADA requirements. -Collaborate with developers, designers, and… more
- Charles B. Wang Community Health Center (Manhattan, NY)
- Full-Time Chief Information Officer Reports to: Chief Executive Officer 168 Centre Street Manhattan, New York, 10013 United States About the Organization: ... and service to the community. Position Summary: The Chief Information Officer (CIO) provides strategic and operational leadership for information technology,… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- City of New York (New York, NY)
- …computer operations, telecommunications, and document management. The Deputy Chief Technology Officer (DCTO) for Application and Development is a critical leadership ... limited to the following: Strategic Leadership: Collaborate with the Chief Technology Officer (CTO) and other senior leaders to define and execute the organization's… more
- MTA (New York, NY)
- …and regulatory training to support Metro-North operational needs and regulatory compliance , including initial and refresher training, testing , qualifications, ... Chief Operations Training Officer Job ID: 11797 Business Unit: Metro-North Railroad...timely, and accurate recordkeeping and reporting of training and testing events, in compliance with all Metro-North,… more
- MTA (New York, NY)
- Cybersecurity Officer Manager Identity and Privileged Access Management Job ID: 11954 Business Unit: MTA Headquarters Location: New York, NY, United States ... IT CISO Date Posted: Jun 6, 2025 Description JOB TITLE: Cybersecurity Officer Identity and Privileged Access Management SALARY RANGE: $148,784.00 -$196,730.00 HAY… more
- Banco Popular Puerto Rico (New York, NY)
- …NY, US, 10004 Company: Popular Workplace Type: On-site Commercial Banking Portfolio Officer - Healthcare Commercial Healthcare Portfolio & Ops This position is ... situations are resolved promptly. Furthermore, the Commercial Banking Portfolio Officer manages a portfolio of Healthcare relationships to ensure maturities… more
- Citigroup (New York, NY)
- …on issues such as model analytics and reports. Collaborate in the development and testing of new analytical software to ensure compliance with user requirements, ... Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its New York, NY location. Duties:...a platform for executing Credit Loss Models for stress testing on Citi's Wholesale portfolio. Create frameworks for advanced… more