- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- BMO Financial Group (New York, NY)
- …services to clients around the world. #bmocapitalmarkets **Mandate** : Vice President will work directly with the Director, Regulatory & Financial Crisis ... understanding of supervisory procedure concepts + Familiarity with financial industry regulatory exam concepts + Experience dealing directly with Financial… more
- MUFG (New York, NY)
- …team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group that's as committed to your ... trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management, including meeting scheduling, organization of… more
- RWJBarnabas Health (New Brunswick, NJ)
- Vice President of Ambulatory Operations, Jack & Sheryl Morris Cancer CenterReq #:0000198072 Category:Leadership Status:Full-Time Shift:Day Facility:RWJ New ... Morris Cancer Center, 165 Somerset Street, New Brunswick, NJ 08901 Job Title: Vice President of Ambulatory Operations Location: RWJ New Brunswick Department:… more
- Citigroup (New York, NY)
- …Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York… more
- Wells Fargo (New York, NY)
- …The Healthcare coverage group within Corporate & Investment Banking (CIB) is seeking a Vice President Investment Banker to join its New York office - ... Healthcare Services. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Internet, to join its New York City office. The Internet team ... deal execution. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Mizuho Corporate Bank (New York, NY)
- …compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory examinations, ... in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing… more
- Wells Fargo (New York, NY)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... covenant compliance, as well as adherence to policy and regulatory requirements to include those connected with leveraged credit...and assist with the preparation of internal and external exam processes. + Prepare and present updates on loan… more
- American Express (New York, NY)
- …about the use of data and technology in a collaborative, people-focused environment. As Vice President of Internal Audit for the Global Services Group, the key ... standards, budgets and deadlines + As applicable, lead related exam interactions with various regulatory bodies +...applicable, lead related exam interactions with various regulatory bodies + Development of Global Services Group controls… more
- State of New York Mortgage Agency (New York, NY)
- …to be carried in the legal department, at the discretion of the Senior Vice President /General Counsel and the Deputy Counsel for Compliance. QUALIFICATIONS: + ... affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum… more