- Coinbase (Charlotte, NC)
- …SOC 2) testing programs, including scoping, resourcing, and execution of control testing . Experience in developing and implementing new tools, technologies, ... Audit department (the third line of defense), you will lead , direct and own the company's SOX 404 and...managing all aspects of ICFR/SOX programs, including risk assessment, control design and implementation, testing strategy, deficiency… more
- SMBC (Charlotte, NC)
- …to ensure the effective and timely execution of product deliverables. + Lead efforts in enterprise data standardization across fragmented source systems, ensuring ... / strategic remediation efforts. + Independently perform requirements gathering, validation testing , and implementation in an Agile Development environment. + Manage… more
- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- TD Bank (Charlotte, NC)
- …to prioritize, strong organizational skills, and strong communication with stakeholders. Control testing and/or audit background required, with knowledge of ... and test scripts, executing testing and reviewing testing performed by other team members, and reporting...prioritize work while meeting multiple deadlines **Preferred Qualifications:** + Control Testing experience + Audit experience +… more
- Bank of America (Charlotte, NC)
- Data Quality Testing Lead (Transaction & Conformance & Controls) Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Quality- Testing - Lead --Transaction Conformance Controls-\_24046075-2) **Job Description:** At Bank… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a testing lead within WIM Operations to drive testing strategy, planning and execution for a portfolio of Account ... needs to be strategic, focus on accelerating execution and optimizing the testing practice to support the product platform. **Strategic Test Planning & Execution**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Control Management Officer** within the Corporate & Investment Banking (CIB) Control Team, which is ... will support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the line… more
- TD Bank (Charlotte, NC)
- …supporting change management initiatives, conducting Process Risk Control Assessment testing , Risk Appetite and Risk reporting for the Compliance Function. ... oversight of process mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate… more
- Truist (Charlotte, NC)
- …Strong understand of complex data system and End User Computing Tools 11. Adept with control testing tools including of control inventory such as Archer. 12. ... leader to the Truist second line-of-defense (LoD2) Enterprise Data Risk Oversight (EDRO) testing team reporting to the Head of Enterprise Independent Testing… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Deloitte (Charlotte, NC)
- …may include: + Contributing to projects involving the implementation and automation of reporting processes, testing and validating reporting data, developing ... questions, and developing governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational… more
- Truist (Charlotte, NC)
- …management, production teams and data providers on process, risks, controls, and control testing . 14. Assist production teams in defining and documenting ... in alignment with second line of defense risk programs. Lead a team of professionals in the first line...business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance… more
- Bank of America (Charlotte, NC)
- …trend and analytical reporting related to computations + Works with internal control functions + Serves as lead with local regulator and other regulatory ... expertise for data quality improvement and sourcing automation projects by communicating reporting requirements, performing UAT testing , and other activities as… more
- Wells Fargo (Charlotte, NC)
- …to resolve issues and achieve goals + Lead the following IT General Control (ITGC) testing in the access to programs and data, change management, computer ... a Lead Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the Corporate Controllers division, which… more
- Bank of America (Charlotte, NC)
- …monitoring and testing controls and implementing quality assurance and quality control processes within the LOB or ECF by evaluating data to help identify, ... Sr Business Control Specialist Global Markets Operations - Global Operations...manager's area of responsibility. + Responsible for expense oversight, reporting , forecasting and building and maintaining strong business/client relationships.… more
- TD Bank (Charlotte, NC)
- …Governance and Control 1B + Regulatory Compliance Management + Risk and Control Assessments + Control Testing **Customer Accountabilities:** + Leads the ... position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk Management, US Operational Risk… more
- Synchrony (Charlotte, NC)
- …communication skills, the ability to manage through influence, and prior experience with control building, testing , monitoring and reporting . This role will ... control enhancements, particularly to incorporate automation, full population testing , and/or other analytical reporting and capabilities into preventative… more
- Truist (Charlotte, NC)
- …structure of control frameworks. 2. Assist with the develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data within assigned ... will influence senior management to improve data management and reporting . Review, analyze and assess the quality and accuracy...as a member of a team. 7. Ability to lead and direct team members in completion of complex… more
- The Dixon Group (Dallas, NC)
- …the business unit's cost of poor quality (COPQ). + Maintain and manage quality control instruments and testing equipment. + Provide direction and mentorship to ... Quality Control Manager Location: 2925 Chief Court, Dallas, NC...material acceptance, in-process evaluation, and final product inspection. + Lead or conduct investigations and corrective actions for significant… more
- Bank of America (Charlotte, NC)
- …production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate and ... Operations Lead Charlotte, North Carolina;New York, New York **To...represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track,… more
