- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The ** Exam Manager ** provides oversight and leadership to support the AMCB 1B ... Audit & Exam Center of Excellence's execution...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …accurate responses. The ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical in ensuring that the ... individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned… more
- City National Bank (Charlotte, NC)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...experience in risk management, operational risk management, compliance, or audit * Minimum 5 years of control assessment and… more
- Truist (Charlotte, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- Huntington National Bank (Charlotte, NC)
- …E2E cycle time, queue aging, productivity per FTE, SLA adherence, quality escapes, audit / exam findings, loss events. + Build a performance cadence (daily ... while elevating controls, resiliency, and colleague productivity. The EPO Product Manager is the accountable owner for defining the target‑state vision and… more
- Bank of America (Charlotte, NC)
- …groups as needed to ensure alignment across the AML program. + Work on exam / audit /regulatory management from a FLU perspective, where needed. + Identify control ... Director, Business Support Manager Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend… more
- American Express (Charlotte, NC)
- …and risk reporting for governance forums and senior leadership. + Contribute to audit and exam readiness and support internal and external reviews. **Minimum ... Express is seeking a dynamic and detail-oriented Technology and/or Cybersecurity Compliance Manager to join the First Line of Defense (1LOD) Compliance Function.… more
- Coinbase (Charlotte, NC)
- …closely with cross functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. * Partner with exam ... management team to respond to all regulatory exams and inquiries. * Work with Market Surveillance team and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design and document the firm's supervisory structure… more
- Truist (Charlotte, NC)
- …Governance Committee, as well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist in thematic review of ... Assist in the management and identification of issues and sub-issues (self-identified, audit , regulatory, etc.) to ensure risk is appropriately mitigated by action… more
- Regions Bank (Charlotte, NC)
- …outreach, and control standards mapping for the TODD Business Unit. + Provides regulatory exam and audit support for TODD BU partners. + Provides project ... including full days in the office three or more days a week. The manager will set the work schedule for this position, including in-office expectations. Regions will… more