- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and ... the Information Technology functional areas with expert guidance on processes and control design, ensures effective assessment of technology risk across the… more
- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer , Director of Operational Risk , the position supports ... governance reporting on Operational Risk Programs like Risk Appetite, Risk and Control ...about their specific hybrid work schedule during their interview process . Hybrid work may not be permitted for certain… more
- SMBC (Charlotte, NC)
- …The Data Management Department Americas Division (DMDAD) of the Chief Data & Analytics Officer (CDAO) works with group companies and functional areas on a wide range ... that enable data driven decision-making, improve productivity, and efficiently manage risk . The successful candidate will have previously implemented and managed… more
- Truist (Charlotte, NC)
- …and Change Office, responsible for the execution and support of the enterprise risk control self-assessment (RCSA). Utilize risk expertise to support ... the development and maturation of second line risk programs in alignment with regulatory expectations while balancing...RCSA framework and associated assessment unit changes to operational process , risks and controls in support of all business… more
- TD Bank (Charlotte, NC)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk … more
- Wells Fargo (Charlotte, NC)
- …**Drive process improvement:** Identify and recommend Business Controls opportunities for process improvement and risk control development by managing ... **About this role:** Wells Fargo is seeking a Lead Control Officer to play a critical role...and to develop implementation plan to close gaps. + ** Process management knowledge:** Comprehensive understanding of operational risk… more
- Wells Fargo (Charlotte, NC)
- …and identify potential operational risk issues related to E-Trading + **Support Control Assurance efforts:** Guide LOB process and control owners in ... will support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the… more
- Wells Fargo (Charlotte, NC)
- …grow. Join us! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within Equities Trade Surveillance. The Corporate & Investment ... Banking (CIB) Control organization serves as the front line of risk management and is accountable for assessing and effectively managing all associated risks for… more
- USAA (Charlotte, NC)
- …and oversight agencies. + Significant knowledge of ** risk frameworks (governance, appetite, process , risk and control analysis, control effectiveness ... you will do:** + Establishes and maintains an independent Compliance and Operational Risk Management function appropriate for USAA's size, complexity, and risk … more
- Bank of America (Charlotte, NC)
- …manage problem resolution on cyber security related issues * Serves as a common risk control partner to identify emerging security risks in the portfolio * ... Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City,...non-technical parties * Ability to identify, measure, monitor, and control risk as part of daily business… more
- Bank of America (Charlotte, NC)
- …computing platforms (Cloud, PaaS) * Experience evaluating third party information security control and providing guidance to reduce risk on identify observations ... Sr. Business Information Security Officer Chicago, Illinois;Washington, District of Columbia; Charlotte, North...the business in order to have specialized information security risk -based discussions. This relationship will ensure a focus on… more
- KeyBank (Charlotte, NC)
- … will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. As… more
- KeyBank (Charlotte, NC)
- …a member of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance Officer will provide support to ... and monitoring of line of business processes and controls. Proactively identify process improvements or control gaps and facilitate necessary associated changes.… more
- Truist (Charlotte, NC)
- …job description:** Under the general supervision of the Senior Model Validation Officer , perform advanced level model validation for the corporation. Focus primarily ... controls and serve as a resource for the corporation in all model risk management related tasks. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of… more
- KeyBank (Charlotte, NC)
- …monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. The ... Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit...and/or processes. + Conduct compliance monitoring to proactively identify process improvements or control gaps and facilitate… more
- USAA (Charlotte, NC)
- …Opportunity** We are seeking a dedicated _I_ _ntermediate level_ Protective Security Officer to provide armed workforce security and safety by responding to and ... resolving issues pertaining to access control , accident and emergency response, medical response, workplace violence,...resolution. Performs all duties in alignment with USAA's Security Officer Standards. We offer a work environment that requires… more
- Truist (Charlotte, NC)
- …job description:** Work Style: In office five (5) days/week Enterprise Resilience Officer I is a subject matter expert responsible for the development, ... and disaster recovery planning/testing, enterprise response (incident/crisis) management, governance/quality control /third party continuity, and/or business intelligence & tools. Supports… more
- Truist (Charlotte, NC)
- …robust, high-quality issues management oversight program and Policy and procedure quality control process in adherence with enterprise standards. 6. Develop ... relationships and partner with BU Chief Risk Officer , Audit, Operational Risk ...of the reports produced by the team. 9. Evaluate control weakness or key indicators exceeding risk … more
- Bank of America (Charlotte, NC)
- …including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, ... Financial Risk Analytics Sr. Specialist New York, New York;Charlotte,...gain exposure to a wide range of businesses and control functions across the Bank. **Key Responsibilities** Support execution… more
- American Express (Charlotte, NC)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manages operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
