- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Counsel in Legal as part of the Regulatory Initiatives Team Section of the Public, Regulatory and ... Corporate Division of the Legal Department. For additional information...areas of law + Instruct and liaise with outside counsel as required + Provide guidance to management on… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking an Assistant General Counsel to join the Corporate Governance Division of the Legal Department. The Assistant General Counsel will ... process + Draft significant portions of the proxy statement, including disclosures on corporate governance + Support and coordinate with other team members on… more
- TD Bank (Charlotte, NC)
- …assisting with commercial loan workouts + Experience with subsidiary and/or entity-level corporate governance + Working knowledge of laws, rules, and regulations ... risks presented in day-to-day operations. The team works closely with senior leadership, credit management, credit risk, relationship managers, and workout officers… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** **The Senior Group Risk Analyst for Insider and Conduct** provides a comprehensive and ... internal fraud and insider threat risk management expertise to business segments and corporate functions. The Insider and Conduct risk oversight team within TD's 2nd… more
- First Horizon Bank (Charlotte, NC)
- …in conformance with internal audit methodology; + seasoned and strategically minded senior internal auditor with a deep understanding of banking and financial risk ... management; + provide critical assurance and advisory services on the governance , risk management, and control frameworks surrounding Treasury and Financial Risk… more
- TD Bank (Charlotte, NC)
- …information, escalation of issues and events. **Job Description** Reporting to the Senior Manager, Global Regulatory Change & Library Governance , the Compliance ... offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing, revising, and implementing policies… more
- Wells Fargo (Charlotte, NC)
- ** Corporate & Investment Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, ... trading and research capabilities, to corporate , government and institutional clients. We focus on our...+ Partner with our deal team, borrower team, outside counsel , and third-party vendors to obtain documents necessary for… more
- USAA (Charlotte, NC)
- …to problem resolution and leads project team from concept through implementation. + Counsel senior management on the status of their control environment related ... oversight of procedures/process, accurate regulatory reporting and filing, document governance , Risk Control Self-Assessments, procedure governance , control… more
- USAA (Charlotte, NC)
- …and/or third-party operations. + Reviews, communicates and recommends the development of governance policies and procedures in partnership with senior leaders to ... + Coordinates the preparation of key reports and communications and may present to governance committees, senior leaders, regulatory bodies and the USAA Board of… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and ... trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit advisor...+ Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with… more
- Wells Fargo (Charlotte, NC)
- …stakeholders during the credit approval process; + In conjunction with legal counsel , participate and assist in structuring and negotiating of legal documentation ... for the portfolio. Prepare and present updates on the portfolio trends to senior leadership and Independent Risk Management; + Validate proper risk ratings, oversee… more