- Neuberger Berman (New York, NY)
- …departmental procedures, and implement continuous improvements that enhance model delivery, manager -traded account oversight , and business scalability. ... delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales,… more
- Stony Brook University (Stony Brook, NY)
- Data Use Agreement Manager **Required Qualifications (as evidenced by an attached resume):** Bachelor's degree (foreign equivalent or higher) in a relevant field ... such as Business , Law, Health Science, or a related discipline. Four...systems. **Brief Description of Duties:** The Data Use Agreement Manager reports to the Director for Research Security in… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** Americas Division (AD) New Business Manager with responsibility to facilitate the end-to-end delivery of ... a clear framework to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage… more
- HSBC (New York, NY)
- Wealth and Premier Banking - Senior Equity Portfolio Manager Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, ... Work style: Hybrid Worker Date: 8 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the… more
- SMBC (New York, NY)
- …range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party risks, including ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- Tutor Perini (Mount Vernon, NY)
- …Project** in New York. **Tutor Perini O&G JV** is seeking a **QA/QC Manager ** to join the project in **Manhattan, NY** **About Manhattan Jail Project** ... and attend and verify tests and inspections required to ensure material compliance with the plans and specifications + Contract Document requirements execution and… more
- Stony Brook University (Stony Brook, NY)
- …a student services area in an academic environment. Experience maintaining compliance and confidentiality of student records. Experience managing records and ... Duties:** The Associate Registrar for Student Information Systems provides leadership and oversight of the technical operations that support the core functions of… more
- Stony Brook University (Stony Brook, NY)
- …off-site conference facility located in Old Field. Will assist the Facilities Manager by monitoring guest arrivals, parking, vendor and catering activity, ensuring ... skills while remaining professional and approachable. + Event & Guest Oversight : Serve as customer-facing representative of the Wang Center. Greet clients/guests,… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... a true team player. The highest integrity relates to corporate standards and compliance + Progress towards professional certifications such as FRM, CFA, CAIA or… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk models/platforms such as Aladdin, Barra,… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... may vary depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice,… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …this role. **Line of Business :** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... program and provides independent compliance risk oversight over a broad range of business ...+ 10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or… more
- TD Bank (New York, NY)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $115,000...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- American Express (New York, NY)
- …of American Express. **What impact will you make in this role?** The Senior Manager -Partner Oversight position is a unique and exciting opportunity to work with ... Engagements for Third Party Partners in support of the organization's strategic initiatives, compliance , legal, risk and business partner needs, and keeping pace… more
