- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- US Customs and Border Protection (Uniondale, NY)
- Customs and Border Protection Officer (CBPO) US Customs and Border Protection (CBP) offers those interested in a career in law enforcement an exceptional opportunity ... make your move. As a Customs and Border Protection Officer (CBPO) , you will be part of our...State, or local laws and regulations. Making determinations in compliance with laws and regulations that may lead to… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
- Stony Brook University (Stony Brook, NY)
- Senior Contracts & Clinical Trials Officer **Required Qualifications (as evidenced by an attached resume):** Bachelor's degree (foreign equivalent or higher). In ... agreements, research collaborations, and industry-sponsored contracts. The specialist ensures compliance with university policies and federal/state regulations while liaising… more
- Stony Brook University (Stony Brook, NY)
- …with principal investigators, research teams, legal counsel, IT security, Office of Research Compliance , SBU Chief Privacy Officer , Office of Compliance , ... key dates and obligations, and provide regular reports to stakeholders. + ** Compliance Monitoring:** + Monitor and audit data sharing practices to ensure ongoing… more
- Stony Brook University (Stony Brook, NY)
- Contract Officer **Required Qualifications (as evidenced by an attached resume):** Bachelor's degree (foreign equivalent or higher). Three (3) years of full-time, ... & Construction, and Transportation & Trade Services. The Contracts Officer 's responsibilities include reviewing, developing, and processing complex contracts,… more
- HSBC (New York, NY)
- US Chief Risk Officer , Asset Management and Wealth Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker ... Date: 8 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...the planet we all share The US Chief Risk Officer , Asset Management (AM) and Wealth (CRO) is responsible… more
- Stony Brook University (Stony Brook, NY)
- …perform hazard assessments and carry out the necessary investigations to ensure compliance with state and federal requirements for regulated and hazardous building ... project monitors, air sample technicians, and abatement contractors to enforce compliance and contract requirements. + Promptly report and document any variation… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- SMBC (New York, NY)
- …real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal ... reviewed appraisals and evaluations for accuracy, completeness, logic, and regulatory compliance . + Resolves appraisal and/or valuation issues for SMBC departments… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays a key… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Insight Global (New York, NY)
- Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and ... other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for the business regarding marketing… more
- Citizens (Stamford, CT)
- Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm's registered swap ... Futures Trading Commission (CFTC) and National Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to… more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... Administration **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible for… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... of the compliance program covering US Mortgage Banking including monitoring business...program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
- Banco Popular Puerto Rico (New York, NY)
- …5, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
