- MUFG (New York, NY)
- …function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer (BURCO). This executive role involves ... of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee...strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk, control… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Technology Solutions **Job Description:** The Head of Regulatory Assurance is ... technology / cyber risk in compliance with Regulatory requirements + Provides regulatory, governance , risk, control and related expertise to the Platform Owner,… more
- Citigroup (New York, NY)
- …job level, and date of hire. **Most Relevant Skills** Analytical Thinking, Business Acumen, Credible Challenge, Governance , Issue Management, Policy and ... and climate risk. The group is headed by the Head of ERM who reports directly to the Citigroup...of the bank's AI and Digital Assets (DA) risk governance framework. The role requires a deep understanding of… more
- Citigroup (New York, NY)
- Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a first line of defense ... business line, to house and consistently manage credit risk...(as applicable) and with key regulators, internal audit, and control functions + Support the Head of… more
- TD Bank (New York, NY)
- … assessments, access controls, regulatory compliance, technology resiliency, risk and control governance and metrics, incident management, secure systems ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Mizuho Corporate Bank (New York, NY)
- …best practices, and internal policies and standards. + Ensure prioritized business services fully adopt the program's methodology, governance structures, ... Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures readiness… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... We are seeking a digitally fluent, strategically minded leader to serve as Global Head of Digital Strategy & Execution for Citi Wealth. This individual will define… more
- Guardian Life (New York, NY)
- …and manage a team of onshore & offshore employees supporting Enterprise and Business reporting and analytics on a standard reporting and data framework through ... with key Finance stakeholders to manage operational accounting, reporting and data governance across all areas of expense management. + Partner with FP&A leadership… more
- TD Bank (New York, NY)
- …report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global Head and key stakeholders with leading oversight ... & programs. The successful hire will assist the Global Control Room Head and the GCR Portfolio...business and other Risk partners, promote a strong governance & control environment with periodic assessments… more
- Wells Fargo (New York, NY)
- …by providing support and awareness of risks and mitigating control solutions. The Control Executive for CIB has a business -aligned Control team that will ... Control for all aspects of the CIB business , including Securities Operations that support Wells Fargo Securities...Equities Subject Matter Expert (SME) will report to the Head of Trade Surveillance SMEs and will be responsible… more
- MUFG (New York, NY)
- …execution of business plan initiatives are synched + Participate and provide business knowledge into Front Office Control working groups and forums + ... are delivering as expected + Ensuring that a robust ** control and governance ** framework is in place...member of committees to represent trading desks alongside the Head of Global Markets Business Management +… more
- TD Bank (New York, NY)
- …enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic assessments against industry practices. + ... in governance . + Surveillance Portfolio Management: Work with the Head of Surveillance Initiatives and Portfolio Management, DDI, technology and key stakeholders… more
- Citigroup (New York, NY)
- …monitoring processes. + Specific subject matter expertise regarding data management, data governance , and risk and control disciplines within Data and/or ... **Data Quality Assurance Lead Director (Hybrid)** Technology & Business Enablement (T&BE) empowers Citi to achieve its...role will report to the T&BE Data Quality Assurance Head . The Data Quality Assurance Lead will be instrumental… more
- Scotiabank (New York, NY)
- …from Product Owners and Functions. Require ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to review ... reports, including trend analysis, for delivery to and discussion with the respective head traders/ business line heads; + Directs day-to-day activities in a… more
- TD Bank (New York, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD… more
- Citigroup (New York, NY)
- …activities for signs of disorderly trading from a cross-asset perspective + Governance and oversight of E-Trading businesses across Markets, which includes annual ... securities regulators, Compliance testing, and Internal Audit of E-Trading business , including preparation of responses to findings and corrective...role that will report into the NAM and LATAM Head of ETRC in New York. The key responsibilities… more
- TD Bank (New York, NY)
- …skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance,… more
- Citigroup (New York, NY)
- …**Level - C15 / Director** Counterparty Trading & Risk is a global business including XVA Trading, In- Business Credit Risk Management and Capital Management. ... across Citi's full range of counterparties and asset classes. In- Business Credit Risk Management works closely with XVA Trading,...desk. + Reporting line will be direct to the Head of Fixed Income CTR (located in EMEA) and… more
- SMBC (New York, NY)
- …deeper relationships. + Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums. + Conduct ... and other related technology controls. Reporting to the Cybersecurity Audit Team Head , the Audit Director will be responsible for (i) conducting cybersecurity and… more
- Mizuho Corporate Bank (New York, NY)
- …management of the portfolio of initiatives and remediations. + Manage the program governance and control framework. + Coordinate the initiatives across the teams ... Americas Operational Resilience Department enables the bank to effectively manage business threats and mitigate the risk of disruptions. The department ensures… more