- Cipla (Hauppauge, NY)
- …- 5:00PM (may vary based on business needs) Reports To : QA Validation Manager Salary Range: $68,000 - $74,600 Purpose: The incumbent to this role performs and ... status and issues, and reports to project managers and senior management . Maintain departmental compliance pertaining to departmental SOPs, periodic review and… more
- City National Bank (New York, NY)
- …program risks that includes an internal control structure, new products, training, regulatory change management , risk assessments, issues management ... be accustomed to working with deadlines. Experience communicating and interacting with regulatory agencies, including exam management and other regulatory … more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying,… more
- TD Bank (New York, NY)
- …challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance policies, ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services,...will collaborate with the regional and global partners, manage regulatory change governance framework for the region,… more
- Deloitte (Stamford, CT)
- … filing requirements and generating submissions packages + Experience with submissions management , labeling, CMC change control and/or LCM processes + Experience ... role ends on 11/30/2025 Work You'll Do As a Manager you will lead and deliver engagements, or components...creative business and technology solutions for clients. Using direct management and hands-on delivery, you will craft solutions for… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution ... and delivery of key regulatory initiatives for our US Wholesale business, building foundational...required + 7+ years of prior experience in organizational change management activities + In-depth understanding and… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. ... Securities?** We are an innovator and leader in the change management space. Our legendary customer &...to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible… more
- TD Bank (New York, NY)
- …and process enhancements to supervision framework and procedures; assist with relevant change management process **Depth & Scope:** + Oversees the development ... accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance.… more
- TD Bank (New York, NY)
- …**Job Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the ... alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: +… more
- Capital One (Melville, NY)
- …project or process management experience + PROSCi Change Management Certification, Certified Regulatory Compliance Manager (CRCM) Certification, ... Risk Manager - Change Experience As a ...Risk Manager - Change Experience As a Manager in...3 years of Anti-Money Laundering (AML) Compliance or Risk Management experience + At least 2 years of experience… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... new regulations and regulatory developments through the Regulatory Change Management process. +...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- Mount Sinai Health System (New York, NY)
- …cancer clinical trials for the division. Duties include, but are not limited to, management of clinical studies through the regulatory portion of the trial ... forms, serious adverse event forms, etc. + Collaborates with the Clinical Trials Manager in developing and ensuring clinical trial regulatory compliance. +… more
- Bank of America (New York, NY)
- …ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective running ... procedures to enhance productivity and efficiency and manage business change + Serves as an escalation point to resolve...Strategy experience will be a plus * Experience with regulatory programs * Experience with global stakeholder management… more
- Bank of America (New York, NY)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Regulatory -Reporting-Operations-Senior-Professional\_25024042-2) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- TD Bank (New York, NY)
- …Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and ... management of employee relations. This senior leader will ensure...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- Raymond James Financial, Inc. (New York, NY)
- …materials preparation, minutes, and follow-up tracking. + Participate in the firm's regulatory change management process, ensuring fraud-related requirements ... The Fraud Governance Manager plays a key role in the oversight...+ Financial services operations, products, and transaction channels. + Regulatory change management and exam… more
- TD Bank (New York, NY)
- …strategies and risk management ; possesses and demonstrates expertise in surveillance, change management , project management and operations. + People ... initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related… more
- Mount Sinai Health System (New York, NY)
- …Program Coordinator I develops and/or participates in study protocols, designs management and statistical plans, analyzes data and prepares final reports from ... 4 years of research experience (5 years if no Masters degree) in data management and study coordination in healthcare or basic research. Non-Bargaining Unit, 842 -… more
