- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- Capco, a Wipro Company (New York, NY)
- …and meet or exceed their business goals. **About the Job:** As a Senior /Principal Consultant on the Compliance Advisory team, you will work in a fast-paced ... compliance , anti-financial crime, operations, technical solutions and new business process changes. You will leverage your regulatory expertise, skill sets… more
- HSBC (New York, NY)
- Senior Vice President, Global Trade Solutions - Transaction Risk Management Brand: HSBC Area of Interest: Commercial Banking Location: New York, NY, US, 10001 Work ... style: Hybrid Worker Date: 10 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...planet we all share. GTS is a key strategic business for the HSBC Group under CIB and its… more
- HSBC (New York, NY)
- Wealth and Premier Banking - Senior Equity Portfolio Manager Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, ... Work style: Hybrid Worker Date: 8 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing… more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the ... as needed + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee + Collaborate closely with… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Principal Financial Group (New York, NY)
- …consistent and transparent risk management processes. + Strong partnership and credibility with senior business leaders, Boards, and enterprise risk teams. + A ... the business toward proactive risk ownership-helping teams move from compliance -driven activities to a fully integrated operational risk discipline. + Provide… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Port Authority of New York and New Jersey (New York, NY)
- …schedule analysis. The program also provides structured training, mentorship from senior professionals, and opportunities to contribute meaningfully to the delivery ... within an assigned major program. + Monitor contractor performance and compliance with contract requirements. + Perform code-required special inspections (ie steel… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... asset types) + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk and Liquidity Committees + Solve… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... may vary depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides… more
- TD Bank (New York, NY)
- …on availability and individual circumstances. **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- TD Bank (New York, NY)
- …this role. **Line of Business :** Compliance **Job Description:** The Compliance Director Business Oversight , Consumer Deposits, Digital and Marketing ... program and provides independent compliance risk oversight over a broad range of business ...or strategy of the Company. The job interacts with senior management, developing, revising, and implementing policies and procedures… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide ... vary depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
