- City of New York (New York, NY)
- …of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will be responsible for developing Portfolio Construction ... related projects, contributing to the development of analytical infrastructure. Additionally, the Senior Investment Officer will be a vital resource… more
- Citigroup (New York, NY)
- Director, Senior Underwriter/Credit Risk Officer - Private Equity/Hedge Funds The Credit Risk Manager will lead the underwriting, spanning various products ... Hedge Funds. **Key Responsibilities:** + Leading PE clients/transactions risk across Investment Bank and Markets. + Provide underwriting capabilities for the… more
- Citigroup (New York, NY)
- …is to provide a wide variety of service and support to Banking Teams, Investment Counselors and Product Specialists across Citi Private Bank.The position focuses ... on servicing clients of Citi Private Bank by understanding their investment objectives,...follow-up with clients and bankers + Help support the senior members of the investment team in… more
- Mizuho Corporate Bank (New York, NY)
- … Officer or Internal Audit role within a Corporate Investment Banking (CIB) sell-side financial services organization, demonstrating substantial subject matter ... an effective control environment. First Line Risk & Control Officer The First Line Control Officer is...updates and other key risk program information to Division senior management. + Analyze business, industry, system changes or… more
- JPMorgan Chase (New York, NY)
- …and Skills:** + Experience as Chief Compliance Officer of a registered investment company. + Subject matter expertise in private equity or private ... lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in private market investments. You will lead… more
- Scotiabank (New York, NY)
- …as a team leader for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180.000,00 -...services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
- City National Bank (New York, NY)
- …training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results along with comparable line of business QA testing results. * Work with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs and… more
- Raymond James Financial, Inc. (New York, NY)
- …RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic ... high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and...Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. +… more
- SMBC (New York, NY)
- …managing regulatory exams (particularly SEC exams). + Fund compliance experience (public and private ). + Strong working knowledge of the Investment Company Act ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components… more
- City National Bank (New York, NY)
- *SETTLEMENT AND TERMINATION OFFICER * *Hybrid Schedule, 3 Days in Office: Los Angeles, CA. or NYC, NY. * WHAT IS THE OPPORTUNITY? Perform estate administration and ... intervivos trusts, Charitable Trusts, Conservatorships, Guardianships, Life Insurance Trusts, Private Family Foundations, Special Needs Trusts, and other Agency… more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance with ... regulatory oversight converge. Responsibilities + Lead compliance oversight for our SEC-registered investment adviser for private funds. + Maintain and enhance… more
- New York Genome Center (New York, NY)
- The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is a crucial member of...the CFO is a crucial member of the Center's senior leadership team and will play a key role… more
- Aflac (New York, NY)
- …year in net investment income. Summary Within Aflac's Global Investments, the Private Assets Operations teams works within the US Chief Operating Officer ... New York City, NY, US, 10005 The Division: Global Investment Job Id: 7838 About Our Company Aflac Global...Private Assets Operations : Work in collaboration with senior team members of private asset operations… more
- Citigroup (New York, NY)
- …the firm's initiatives. In this role, you will collaborate closely with the Chief Investment Officer , investment strategists as well as Citi wide ... team. The ideal candidate will have a deep understanding of public and private financial markets, investment strategies and wealth management, with an… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various… more
- Citigroup (Huntington, NY)
- …at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and Citigold(R) Private Client segments. ... Senior Wealth Advisors have access to Wealth's leading investment solutions platform, which allows us to deliver traditional and alternative investments, managed… more
- Scotiabank (New York, NY)
- …products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Scotiabank (New York, NY)
- …products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. ... Senior Audit Manager, Audit Department **Requisition ID:** 229979...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- City of New York (New York, NY)
- …for economic mobility. The Authority is seeking a highly skilled individual to serve as Senior Advisor to the Chief Financial Officer (CFO). The CFO is a key ... leading the financial planning and analysis, accounting, payroll, risk management, and investment activities of the Authority. The CFO is also responsible for fiscal… more
- BlackRock (New York, NY)
- …platform used by BlackRock and delivered to our clients to unify the investment management process across public and private markets. It integrates risk, ... BlackRock is one of the world's leading providers of investment , advisory, and risk management solutions, including Aladdin, our...part of the Office of the COO (Chief Operating Officer ), you will work side by side and roll… more