- Principal Financial Group (New York, NY)
- …authorization or permanent work authorization) now or in the future to work in the United States . This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, ... authorization needs please use the following links. **Nonimmigrant Workers (https://www.uscis.gov/working-in-the- united - states /temporary-nonimmigrant-workers) and Green Card for Employment-Based Immigrants… more
- HSBC (New York, NY)
- …Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in the proposition, including delivering strong investment ... the various strategies offered. This position requires a strong domain expertise in US equity research and portfolio management, including strong equity … more
- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will provide essential guidance and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...improve work flow efficiencies + Reads and understands the Trading Supervision Standard + Demonstrates governance, control … more
- Wells Fargo (New York, NY)
- …Join us ! **About this role:** Wells Fargo is seeking a **Lead Control Management Officer** within Equities Trade Surveillance. The Corporate & Investment ... with Business Heads, Desk Heads, Compliance, Chief Operating Office(COO) and CIB Control for Equities + Represent Trade Surveillance on various governance… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Bank of America (New York, NY)
- …and/or CFA, preferred + Series 7 and 66 (or equivalents) required **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... the lifecycle of a trade idea from generation through execution + Liaising with trading , structing, sales, control partners, and other stakeholders + Price cross… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...limited to the following: + Provides business governance and control related support to team management within Trading… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $95,264 - $155,376 USD TD is committed to providing fair and ... used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $122,304 - $199,680 USD TD is committed to providing fair ... to validate Financial Crime Risk Management (FCRM) models for Trading Surveillance and Insider Risk Management + Work with...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Scotiabank (New York, NY)
- …Associate Director, US Equity Derivatives & indicate job code JK080725WEB. Location(s): United States : New York : New York City Scotiabank is a leading ... Associate Director, US Equity Derivatives **Requisition ID:** 233876...initiatives for core Equity Derivatives products with control groups and trading desks; utilizing knowledge… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... is responsible for serving as support for the US Rates Trading Division of TD Securities… more
- Mizuho Corporate Bank (New York, NY)
- …Loans, Workflow Management + Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader ... Qualifications: + Experience: 10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading , Margin Loan, Real Time… more
- TD Bank (New York, NY)
- …about American Depositary Receipt trading , cash equities sales & trading , corporate access, equity options, Exchange-Traded Fund trading , global ... Summer/Term 3 **Work Location** : New York, New York, United States of America **Hours:** 40 **Pay...) Our Global Markets business, including Fixed Income and US Equities , delivers top-tier market insights and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...data engineering, analytics, and front-office decision-making. You'll work with Equities Sales, Trading , Research, senior management, and… more
